"The SEC has not provided clarity in response to repeated questions on crypto from reputable players, but has instead embraced an approach that has been ...
"We just don’t have enough investor protection in crypto. The American public is buying, selling, and lending crypto on trading, lending, and decentralized finance platforms, ...
"This proposal updates an electronic recordkeeping rule adopted in 1997. A lot has changed with respect to database management, among other technologies, in the last ...
"Under the newly proposed rule, data about securities lending transactions would be reported to a registered national securities association within 15 minutes"
"I think that all of us, coming together and building upon the consensus reached in the public sector, private sector, and academia, can continue to ...
"I simply cannot pretend that this is a normal course of action for the Commission. A more reasonable approach would be to commit to a ...
Today’s proposal is an explicit attempt to peel back their protections
"It is important, particularly for financial professionals, to identify and assess the ESG risks that might impact company or client, not just in this year, ...
"We should also take action to get the information we need about the effectiveness of Form CRS and the disclosures required under Regulation Best Interest, ...
"Since the adoption of Form PF, we’ve learned a lot. For example, the role of hedge funds was not immediately apparent in the March 2020 ...