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Proposed Rules

[W]e are of the view that greater transparency and more robust investor protections could assist investors in evaluating and making investment, voting, and redemption decisions ...
"To the extent that the Commission establishes different or additive requirements [from the CFTC's], dually registered entities and their market participants might need to incur ...
The Proposed Rules also would not exclude investment advisers registered under the Advisers Act. A registered investment adviser trading for its own proprietary account, for ...
The Commission estimates that, each month, approximately 1,000 Managers would trigger a Reporting Threshold for at least one security, and therefore be required to file ...
This is one of the SEC's proposed new Advisers Act rules targeting private fund advisers
This is one of the SEC's proposed new Advisers Act rules targeting private fund advisers
This is one of the SEC's proposed new Advisers Act rules targeting private fund advisers
This is one of the SEC's proposed new Advisers Act rules targeting private fund advisers
This is one of the SEC's proposed new Advisers Act rules targeting private fund advisers
This is the SEC's proposed rule calling for private fund audits
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