Proposed Rules

This is the Department of Labor's 2024 final rule redefining a fiduciary under ERISA

These changes would establish governance and fitness requirements with respect to market regulation functions, as well as related conflict of interest standards, requirements relating to ...

The CFTC proposes rules to require an FCM to ensure that a customer does not withdraw funds from its account with the FCM if the ...

This is FinCEN's proposal that would require investment advisers and private funds to report certain real estate transactions

The CFTC proposes to require that FCMs, swap dealers, and major swap participants establish, document, implement, and maintain an Operational Resilience Framework reasonably designed to ...

This proposed CFTC rule, which would accept comments until Feb. 13, 2024, would, among other things, seek to make it easier for swap dealers to ...

The CFTC proposes rules to ensure clearing member funds and assets receive the proper treatment in the event a derivatives clearing organization enters bankruptcy by ...

This proposed rule from the CFTC would allow for continued geographic masking after the designation of the unique product identifier and product classification system for ...

The CFTC proposes to amend its regulations governing the types of investments that futures commission merchants and derivatives clearing organizations may make with funds held ...

This is the Department of Labor's rule proposal from 2023 that would revise ERISA's fiduciary duty definition