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Proposed Rules

The required margin for each long or short position in a security future shall be fifteen (15) percent of the current market value of such ...
As a registered broker-dealer, an ATS must also, in addition to complying with Regulation ATS, comply with broker-dealer filing and conduct obligations, including becoming a ...
The Commission is proposing a set of principles for DCMs to address the prevention, detection, and mitigation of market disruptions and system anomalies associated with ...
In response to significant concerns regarding the COVID-19 outbreak, BCBS/IOSCO decided to amend its margin policy framework to further extend the implementation schedule for the ...
This proposed rule would reduce the amount of reporting required of CPOs on their Form CPO/PQR
The proposed rule would provide requirements for determining fair value in good faith with respect to a fund
Extension of all comment periods by at least 60 days recommended
Attorneys General of 21 states are urging the Trump Administration to freeze all rulemaking and focus on the COVID-19 pandemic. In a letter to Russel ...
The proposal would expand the list of entities that may qualify as accredited investors
The proposal addresses the cross-border application of the registration thresholds and certain requirements applicable to swap dealers and major swap participants
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