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Carl Ayers

Carl Ayers Carl Ayers, Publisher | 202-908-6194 | cayers@regcompliancewatch.com Carl has been the publisher of Regulatory Compliance Watch since 2008. He has won several national journalism awards, including for investigative reporting. In 2018, Ayers won two awards - a second place award for Best Spot News for a story reporting Form ADV developments ahead of the SEC (IA Watch, July 6, 2017), and a third place award for Best Investigative Reporting for a series on an adviser that initially fought SEC charges (IA Watch, July 27, 2017). He has worked at newspapers, in television news and in healthcare journalism. Carl hails from New Jersey, earned his master's degree from Northwestern University and enjoys playing guitar, working out and pursuing golf.
SEC Chairman Gary Gensler
"Shortening the cycle also means reducing the credit, market, and liquidity risks of the clearinghouse. Lowering risks for market participants and clearinghouses, alike, reduces the ...
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You have until Aug. 12th to reply to a request for industry comments from the Treasury Department about your use and concerns about AI in ...
Asian woman watching hologram screens. Business and technology concept. Smart office. GUI (Graphical User Interface).
Regulators may not be able to keep up with the speed of artificial intelligence’s development
two young asian entrepreneurs discussing business in office using digital tablet and laptop computer
Avoid this mistake: Advertising performance 'without an accompanying qualification or disclaimer on that page suggesting such results were anything other than performance results of the ...
Asian woman watching hologram screens. Business and technology concept. Smart office. GUI (Graphical User Interface).
Panel to debate AI recommendations to the SEC, Treasury wants to hear from you on AI, lessons from an enforcement action tied to marketing and ...
"Also concerning is the Commission’s decision to stretch the law to punish a company that was the victim of a cyberattack. While an enforcement action ...
"One classic government failure is to seek to influence capital flows in the 'right' direction"
SEC Commissioner Lizarraga
"It has been well documented that in the lead up to the financial crisis, pay structures often encouraged big bets that maximized short-term profits but ...
Two female programmers working on new project.They working late at night at the office.
The "threat actor was able to utilize deceptive hacking techniques to install encryption software on certain" of the adviser's "computers (mostly virtual machines) and exfiltrated ...
"The SEC staff routinely seeks international assistance and the assistance that many of you have provided to us has been invaluable. In turn, the SEC ...
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