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Carl Ayers

Carl Ayers Carl Ayers, Publisher | 202-908-6194 | cayers@regcompliancewatch.com Carl has been the publisher of Regulatory Compliance Watch since 2008. He has won several national journalism awards, including for investigative reporting. In 2018, Ayers won two awards - a second place award for Best Spot News for a story reporting Form ADV developments ahead of the SEC (IA Watch, July 6, 2017), and a third place award for Best Investigative Reporting for a series on an adviser that initially fought SEC charges (IA Watch, July 27, 2017). He has worked at newspapers, in television news and in healthcare journalism. Carl hails from New Jersey, earned his master's degree from Northwestern University and enjoys playing guitar, working out and pursuing golf.
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The Division is providing this information to help municipal advisors better understand the examination process and prepare for an examination
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Morgan Stanley failed to adopt and implement P&Ps reasonably designed to prevent and detect unauthorized externally-initiated ACH payments
SEC Chairman Gary Gensler
"As the FSOC annual report highlights, certain large multi-strategy and macro hedge funds are significantly leveraged, receiving the vast majority of their repo financing in ...
Futuristic office with Japanese mature businesswoman
While federal regulators and legislators may be perplexed about how to handle AI, many states aren’t standing still on the question
An analyst uses a computer and dashboard for data business analysis and Data Management System with KPI and metrics connected to the database for technology finance, operations, sales, marketing
For example, a CPO that used generative AI to update a disclosure document or prepare periodic account statements for a commodity pool would still be ...
A businessman leans forward as he sits in an office chair with his head in his hands as he comes under the scrutiny of his boss as represented by a large hand holding a magnifying glass.
Find out about states' efforts to regulate AI, SEC hits a new record, guidance for social media posts and much more
"We at the SEC have a duty to investors and issuers alike to regularly update our rules to drive greater efficiency and resiliency in the ...
The firm discovered malicious software had blocked access to its computer systems and data by encrypting data and programs within its network. The attack disrupted ...
Developing programmer Development Website design and coding technologies working in software company office
This is a glossary of key cybersecurity terms
A gavel and a piece of paper written with Penalty.
Fair Invest and Parekh made untrue and misleading statements concerning the WBAs
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