Investment Advisers

A peer shares a due diligence document

"The following is a staff bulletin styled as questions and answers reiterating the standards of conduct for broker-dealers and investment advisers in identifying and addressing ...

"Each change to Form PF imposes additional costs on private fund advisers. The Commission fails to consider the cumulative costs of its proposed changes"





"More investor funds are flowing into these new or emerging spaces where our observability is significantly more limited than in the public markets. Making sure ...





"The proposal would expand reporting requirements about a large hedge fund’s open positions and certain large positions. These requirements would provide insight into the extent ...