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The Q&A left Gensler with no doubt where the advisers stand on all those new SEC rules
Digital data flow on road with motion blur to create vision of fast speed transfer . Concept of future digital transformation , disruptive innovation and agile business methodology .
RCW shares an example of an IA P&P
The girl trader follows the charts on the monitor and negotiates by phone. Two monitors with graphs on rising index.
This P&P comes courtesy of Lisa Marsden, president of Coulter Strategic Services in Coral Springs, Fla.
Lawyer or judge use magnifier glass look to the paper for inspection examination to the law case
Commission staff used Form PF data together with other information to identify hedge fund advisers whose reported data ― such as returns, exposures, liquidity ― ...
SEC Chairman Gary Gensler
"AI also can also raise issues if the optimization function in the AI system is taking the interest of the platform into consideration as well ...
"I do not want to cut the other interesting discussions on today’s agenda short, but the Committee should set its schedule to allow robust public ...
Chatbot Chat with AI, A.I.
Among the industries likely to be most affected by AI are financial services, and even compliance
An analyst uses a computer and dashboard for data business analysis and Data Management System with KPI and metrics connected to the database for technology finance, operations, sales, marketing
It’s very likely that your firm already uses AI and may not even know it
An analyst uses a computer and dashboard for data business analysis and Data Management System with KPI and metrics connected to the database for technology finance, operations, sales, marketing
A look at AI's possible impact on you, some AI tips from your peers, new rules from the SEC and much more
The new rule 'will allow investment advisers and funds to have access to climate information from companies that will be necessary to inform related ESG ...
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