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"This case is yet another illustration of the overbreadth of the pay-to-play rule and another reminder of the way the rule hampers legitimate political participation"
"The regulatory gap described, therefore, is more optical than substantive; closing it amounts to little more than grade-grubbing"
Man Carpet Stumble Accident And Falldown In House
The resounding message is don't advertise hypothetical performance on your public websites
A business man standing and staring at a blank billboard advertisement.
Bradesco disseminated hypothetical performance in advertisements to a mass audience rather than presenting hypothetical performance relevant to the likely financial situation and investment objectives of ...
Japanese girlfriends hanging out on Shibuya streets of Tokyo. Japan.
Credicorp failed to adopt and implement policies and procedures reasonably designed to ensure that the performance was relevant to the likely financial situation and investment ...
Big empty mockup Billboard along a highway with forest on background of blue sky with beautiful clouds on a bright sunny day.
The advertisements included hypothetical performance that consisted of performance derived from model portfolios. The advertisements on the website were disseminated to the general public rather ...
Times Square when 6 ft social distancing was a myth. Captured this while enjoying an open air bus ride in this magnificent and lively place. It is one of the world's busiest pedestrian intersections, and a major center of the world's entertainment industry.
InSight advertised hypothetical performance on its public website without adopting and implementing policies and procedures reasonably designed to ensure that the hypothetical performance was relevant ...
Hispanic worker falling on stairs while holding cordless drill
On its public website and on various social media sites, GeaSphere included a promotional video called “The GeaSphere Difference” that made false and misleading statements
Auction concept - judges gavel against us dollar background.
What's hot on current SEC exams, suggestions for extracted performance, a possible solution to the challenge of off-channel communications, and much more
Senior Architect with his team reviewing blueprint in the office. Looking at digital tablet and blueprints.
A source tells us of a new inquiry seen in a current exam. Examiners are probing the use of so-called 'shared work platforms,' like Google ...

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