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Traders and a portfolio manager recognized the squeeze they found themselves in and they discussed a possible solution but didn't take it
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Be aware of a type of affinity scam called “pig butchering,” which is “derived from the process of fattening hogs for slaughter.” It's being increasingly ...
receipt after payment in the supermarket
Reasons to be careful with ESG disclosures, the case that got away from the SEC, why you must add options to your shorting P&Ps and ...
The Commission has expanded the current prohibited holdings restrictions to ban employees from investing in financial industry sector funds
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The SEC adopts two new rules to further define the phrase “as a part of a regular business” as used in the statutory definitions of ...
SEC Chairman Gary Gensler
"Any discussion about the definition of an accredited investor raises the question about when it may be appropriate to have exceptions to this basic bargain ...
"Changing the accredited investor definition to prevent more Americans from investing in private markets, as some suggest, could devastate these networks"
"Moreover, it assumes that net worth and annual income are the appropriate metrics for assessing an individual’s ability to invest in private offerings"
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
This final rule governs investments by SEC staff, to avoid conflicts of interest
SPAC, special purpose acquisition company symbol. Wooden cubes with word 'SPAC' on beautiful background from dollar bills, copy space. Business and SPAC, special purpose acquisition company concept.
These new SEC final rules would require a minimum dissemination period for the distribution of security holder communication materials in connection with de-SPAC transactions, along ...
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