The Q&A left Gensler with no doubt where the advisers stand on all those new SEC rules
RCW shares an example of an IA P&P
This P&P comes courtesy of Lisa Marsden, president of Coulter Strategic Services in Coral Springs, Fla.
Commission staff used Form PF data together with other information to identify hedge fund advisers whose reported data ― such as returns, exposures, liquidity ― ...
"AI also can also raise issues if the optimization function in the AI system is taking the interest of the platform into consideration as well ...
"I do not want to cut the other interesting discussions on today’s agenda short, but the Committee should set its schedule to allow robust public ...
Among the industries likely to be most affected by AI are financial services, and even compliance
It’s very likely that your firm already uses AI and may not even know it
A look at AI's possible impact on you, some AI tips from your peers, new rules from the SEC and much more
The new rule 'will allow investment advisers and funds to have access to climate information from companies that will be necessary to inform related ESG ...