This regulatory relief offers three different delays in new rules: 1. 30 days after the shutdown ends 2. Feb. 2026 and 3. Nov. 2026--depending on ...
Spruce up your firm's personal trading P&Ps by gaining ideas from this sample P&P
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Views for and against the regulatory delay attracted passionate advocates on both sides
You should maintain an AML P&P noting your SARs’ reporting obligation if you have one. But 'have some requirement that there’ll be more than' simply ...
Attempting to evade CTR reporting requirements—known as structuring—may be indicative of underlying illegal activity and is unlawful
The British American Finance Alliance is calling on governments on both sides of the Atlantic to accelerate regulatory cooperation
BAFA sees priorities as reflecting the three core themes of: trade and market access; technology, and proportionate regulation
Reaction to new SARs' FAQs, suggestions for dealing with the government shutdown, opinions on delaying a regulation and much more
"The 12-month look-back period for the lower thresholds of $3 billion for credit default swaps and $150 million for non-CDSs would begin to apply as ...