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Sources tell RCW that Elon Musk’s DOGE teams are poking around the Commission and that all staffers have been instructed to cooperate with them and ...
This is another new DOE document request letter issued after the second Trump Administration took office in January 2025
'We are going to see the end of regulation by enforcement, which I think is welcomed by many of our clients'
SEC examiners will ask to be provided with "sufficient information to support the claim of privilege"
A staff-wide email unsettles SEC staffers at a time of great turmoil for all federal employees
Big change has come to Washington, D.C. but it hasn’t stopped SEC examiners from plying their trade. Here’s our latest look at what’s hot on ...
RCW has obtained its first copy of an SEC examination document request letter sent to an adviser after the new Trump Administration took office and ...
'The biggest area of enforcement that we continue to see is around private jets'
The RIAs are 'essentially caught between two regulators'
The Division is providing this information to help municipal advisors better understand the examination process and prepare for an examination