About Regulatory Compliance Watch

Regulatory Compliance Watch is the leading source for authoritative answers to your toughest IA, BD, CPO/CTA and Private Fund compliance questions. The service delivers up-to-the-minute news, exclusive analysis and proven best practices and comprehensive compliance tools you can use. Our subject matter experts have a direct line to policy makers and your sharpest peers – giving subscribers early warning of upcoming regulations and plain-English guidance to master complex government rules.

Regulatory Compliance Watch draws on the experiences and best practices of compliance peers in the financial services industry and harnesses the best journalistic and research expertise available to create the most comprehensive service.

Regulatory Compliance Watch Industry Briefings

A subscription to Regulatory Compliance Watch also includes the Regulatory Compliance Watch Industry Briefings, a digest of what’s happening in the industry and the latest compliance tools delivered to your inbox three times a week. Plus, subscribers also receive the Regulatory Compliance Watch Weekly Briefing delivered to their desk every week.

Independent and objective

Regulatory Compliance Watch is published by PEI Media, LLC and has been covering the financial services industry compliance landscape for over 30 years.

PEI Media, LLC is one of the nation’s largest, specialized business-information companies. We provide information and analysis through a range of products, formats and delivery methods. Our comprehensive expertise is market-sector driven and based on journalistic integrity. Located just outside Washington, D.C., Regulatory Compliance Watch has won numerous national editorial awards.

Our mission is squarely aimed at helping financial institutions thrive in the ever-shifting regulatory environment.

For additional information, contact us.


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