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CPO/CTAs

A CPO/CTA should require a vendor to “notify it of any material changes to the provider’s material systems or processes utilized to carry out an ...
The Final Rule establishes two exemptions from the trade execution requirement for swaps, both of which are linked to the Commission’s exemptions from, and exceptions ...
To alleviate the operational burdens associated with making de minimis margin transfers without resulting in an unacceptable level of uncollateralized credit risk, our rules provide ...
This final rule would add 16 agricultural items and metals to the existing 9 commodities facing position limits, bringing the total to 25
DCMs must be in full compliance with the requirements of this rule no later than July 12, 2021
This final rule spells out the granting of exemptions from registration for certain derivatives clearing organization (DCOs)
Without these amendments, market participants would lack meaningful regulatory reference concerning how to perform portfolio reconciliation
The Commission is adopting revisions to the method for calculating AANA for determining whether an FEU has MSE and the timing for compliance with the ...
To understand something, you first have to define it. The CFTC’s task at hand in releasing its new 36-page Digital Assets Primer encounters that challenge ...
These final rules would not preclude SEFs from deploying error trade rules and procedures which consider whether a transaction cancellation or price adjustment will adversely ...
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