This guidance discusses the criteria that CFTC divisions will use to determine whether to make a referral to DOE for self-reported violations or supervision or ...
The staff's interpretation clarifies that swap dealers and major swap participants may post and collect with counterparties certain U.S. Treasury ETFs as initial margin and ...
"The CFTC is strengthening its enforcement program to focus on victims of fraud, as well as remaining vigilant for other violations of law. This simplified ...
This new CFTC final rule requires a FCM to ensure a customer does not withdraw funds from its account if the balance would be insufficient ...
The CFTC amends rules governing the types of investments that FCMs and DCOS may make with funds held for the benefit of customers engaging in ...
This new CFTC final rule requires a futures commission merchant to ensure a customer doesn't withdraw funds from its account with the FCM if the ...
The CFTC amends its regs governing the types of investments that FCMs and DCOs may make with funds held for the benefit of customers engaging ...
The burgeoning use of artificial intelligence has inspired the CFTC to issue new guidance targeted at all registered entities, including CPOs and CTAs
For example, a CPO that used generative AI to update a disclosure document or prepare periodic account statements for a commodity pool would still be ...
The amendments are intended to clarify, simplify and enhance the utility of those regulations for registered entities, market participants and the Commission