The CFTC adopts rules to require derivatives clearing organizations (DCOs) to establish and consult with one or more risk management committees comprised of clearing members ...
This request for comment seeks to better inform the staff’s understanding of these issues and seeks input on possible mitigating measures
"Goldman failed to communicate in a fair and balanced manner based on principles of fair dealing and good faith"
It’s unusual for the CFTC to revoke a large firm’s registration, especially for violations of regulatory laws overseen by another regulator
"By now you’d think the NFA would have had a rule in place that prohibits fraud around the use of Bitcoin and Ether. But it ...
The CFTC has decreed a new system that would require a unique product identifier and product classification for swap recordkeeping and reporting. The new order ...
Fines were adjusted in 2023
One case the Commission highlighted involved a hedge fund and its CFO charged with providing false or misleading information to swap counterparties of a private ...
This letter extending CFTC Letter 19-19 shall remain in effect until the earlier of either Aug. 12, 2025 or the effective date of a ...
The proposal aims to give the market “added flexibility,” the CFTC maintains. It also summarizes global efforts to aid the transition away from LIBOR
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