Business Continuity Planning/Cybersecurity

SEC Commissioners Peirce, Uyeda dissect their peers’ cyber enforcement actions

IA Speeches

11 hours ago

"The Commission needs to start treating companies subject to cyberattacks as victims of a crime, rather than perpetrators of one"

Photo of house exterior with flooded yard; artificially rendered

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BCP lessons: Adviser recounts Hurricane Helene’s devastation

Carl Ayers -

October 11 2024

By now you’ve seen the images of the utter destruction in Western North Carolina, ravaged by Hurricane Helene. You can only imagine what it was like to live through

Aerial view of flooded houses with dirty water of Dnister river in Halych town, western Ukraine.

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More business continuity planning lessons learned

Carl Ayers -

October 11 2024

Follow this tip, add a small generator and 'you could have a remote office' for about $700

Young woman rock climbing, the partner is giving a helping hand. Spectacular lake and mountain scenery on the background.

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How you can help Helene victims

Carl Ayers -

October 11 2024

You can help the victims of Hurricane Helene

About this page

The SEC is on the record: a firm’s compliance P&Ps should cover business continuity plans. How you address the critical issue of your firm’s BCP, however, is for the most part up to you. Your cybersecurity approach also dovetails with your BCP. In this collection you can find our continuously updated BCP/Cyber news, analysis, “best practices” tips, compliance P&Ps, templates, matrices and more.

SEC’s proposed cybersecurity rule for IAs