Business Continuity Planning/Cybersecurity

Strategies to counter third-party cyber risks

FINRA has observed an increase in cyberattacks and outages at third-party vendors used by brokerage firms

Cybersecurity in the age of AI

Humans are the most vulnerable attack point, Allvue Systems' Frank Vesce warns

What to do in the event of a scam

'It is essential for firms to have playbooks in place,' Partners Group's Patrik Bless says

Cyber crises a warning about BCP, say experts

'CrowdStrike is a warning that it’s time to think about it,' Dorsey & Whitney's David Tang says. 'What is the backup plan for your mission-critical systems?'

About this page

The SEC is on the record: a firm’s compliance P&Ps should cover business continuity plans. How you address the critical issue of your firm’s BCP, however, is for the most part up to you. Your cybersecurity approach also dovetails with your BCP. In this collection you can find our continuously updated BCP/Cyber news, analysis, “best practices” tips, compliance P&Ps, templates, matrices and more.

SEC’s proposed cybersecurity rule for IAs

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