The new law widens the lens of oversight into private equity and hedge fund managers' ownership of health care entities
Five principles in opening up private fund investing to retail clients
'I would warn against being complacent .... You might have similar bills' coming in your state
Time lost in this shutdown is also time lost in democratization
Washington regulators are steering retail investors into 'a high-speed collision' and 'main street' doesn’t have airbags, Democratic SEC Commissioner Caroline Crenshaw says
The Federal Trade Commission is rebooting stalled enforcement efforts against “abusive” noncompete agreements
Committee members also think regulators 'should strongly consider additional investor protections for retail focused funds invested in alternative assets given many of the safeguards in ...
Compliance officers will need to examine every part of their operation, from investor onboarding to capital calls, allocations and distributions, to see what is being ...
A group of private fund managers can claim they fought the law—and won, at least for now
The effect would be to 'reduce the regulatory risk for investment advisers'