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'The SEC never had the right expertise on the case and chased the wrong rabbit'
Good environmental, social and corporate governance is essential, but the operating models to support those practices remain immature.
First U.S. marijuana IPO made founders 'Tillionaires,' but they left shareholders behind, judge rules.
Sideletter
Reg D reform, once consigned to bottom of SEC's to-do list, rockets to the top.
Sideletter
Seven arrests in five separate cases have put plenty of arrows into reformers' quivers.
'The SEC must grow and evolve with the industry,' chairman says.
"The SEC’s Divisions of Investment Management, Examinations, and Enforcement continue to focus on advisers to private funds. It is important to hold investment advisers accountable ...
Clearer structure, definition urged in compensation funds
'Reg D... is designed to balance the demand and supply side'
Technology leaders at TPG, Global Infrastructure Partners and The Carlyle Group discussed the importance of good data management during an online panel hosted on Wednesday.
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