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Court of Law and Justice Trial Session: Imparcial Honorable Judge Pronouncing Sentence, striking Gavel. Focus on Mallet, Hammer. Cinematic Shot of Dramatic Not Guilty Verdict. Close-up Shot.
This is the decision, 3-0, vacating the SEC's new private fund rules
Gavel on cash
'That is the result that we ultimately want to see: it’s compliance,' Andrew Dean tells Private Funds CFO's compliance forum
'It can be a driver of potential fees,' Dan Faigus tells packed room at Private Funds CFO's compliance event
Feeling depressed concept. Exhausted young man in suit covering face with hand while standing against grey background. He is tired of endless work and lack of money
The adviser failed to both adopt and implement P&Ps regarding investor communications that could have prevented the violations
Side view of man in suit pointing at himself looking at shadow with long nose of a liar.
An internal review found that some investors received material holdings and exposures information about the fund without compliance’s review and approval
The Fifth Circuit's decision over the SEC's private funds rules looms over the industry and its regulators.
'It’s not just about the private funds rules. It’s about the whole rulebook,' Eversheds, Sutherland partner says
Washington takes cybersecurity seriously, so managers should take it seriously, too, experts say
'It's a novel insider trading theory,' enforcement chief tells Managed Funds Association conference
Industry groups have already filed suit to challenge new rules wiping out some 30 million already existing agreements
Brother & sister enjoy playing with the stingrays at the sandbar off Grand Cayman
You don’t have to go to the islands, but private funds based in the Cayman Islands must hold at least one governance meeting annually under ...
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