Proposed anti-money laundering rules will land hardest on private fund managers but the industry may only be able to blunt the impact, not avoid it
Rules on hold after Fifth Circuit pause, but managers may need to prepare
The SEC’s new annual report to Congress about Form PF provides some insights into how the Commission uses private fund data, and how it attempts ...
'You cannot get deals if you’re not texting and your competitors are,' FirmScribe CEO says from PFCFO New York Forum.
Nonbinding vote another signpost on Gary Gensler’s long and fraught road to reform
'We are here to protect investors, and if they care, then we care,' Grewal says in Ohio State Law Journal speech
These new SEC final rules would require a minimum dissemination period for the distribution of security holder communication materials in connection with de-SPAC transactions, along ...
'All the little things matter,' Stamatoglou says in interview from Private Funds CFO's New York membership forum
'Healthcare markets are a key site' in battle to reshape American society, top trustbuster says
New guidance raises more questions than answers, will 'ruin someone's two months,' compliance consultant says