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New guidance raises more questions than answers, will 'ruin someone's two months,' compliance consultant says
Businessman working on laptop with PRIVATE EQUITY inscription, new business concept
All advisers, even exempt reporting advisers, will be subject to the preferential treatment rule
'We want this to be something where the industry can... come up with solutions...'
'Boundless curiosity is wonderful in a small child,' Peirce says but ' a less attractive trait in regulatory agencies'
'Our primary goal is to provide relief'
Businessman thinking, brainstorming, finance data.
The CFTC and the SEC finalize their amendments to Form PF. Firms would have one year at least to comply.
Business people watching a presentation on the whiteboard. A man is writing on the whiteboard with charts and graphs. They are sitting in a board room, there are laptop computers and technology on the table. All are casually dressed. There is a window behind him with city views.
It’s been more than one year but SEC staff have released new FAQs tied to the IA advertising rule and they caution that net and ...
Scalia says rules will cost industry $5.4 billion per year if left standing
Multiethnic group of businesspeople sitting together and having a meeting in the office.
Much talk is heard about the need for private fund advisers to report their beneficial owners under new FinCEN rules. Despite new FAQs, questions remain ...
'Reasonable basis' standard still leaves open questions
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