In her first speech as Enforcement Division chief, Meg Ryan acknowledges her "resources are limited" and she wants to use them "judiciously."
Regulators want ideas on how to build out the "known investor" program.
The clock ticks down to on SEC that has been under the Paul Atkins’ administration for nearly one year. How’s it going as it relates ...
Don’t believe it if you’ve heard that the SEC under the Trump administration has gone easy on registered private fund advisers
'Every dollar you put into a private equity, you put a dollar in the S&P 500 or whatever benchmark you want. Then we’re going to ...
Fewer attendees mentioned facing, or recently having gone through, an exam. But in rarer cases where examiners did knock, they came with massive document requests
Want to get a sense of what SEC examiners are asking private fund advisers? Check out this recent DOE letter that sources have shared with ...
The retail movement is worldwide. For example, Saudi Arabia and the United Arab Emirates 'have enabled fractional ownership structures for real estate and private credit, creating new ...
The SEC is turning to the public for help regulating AI
Private fund managers aren’t just at risk for litigation. In the decade-and-a-half since the Great Recession, private fund managers have often become the risk for ...