Regulators 'signaling as loudly as they can,' expert warns
'We need to pay attention to the scope of the duties created by the agreements we sign'
'Historically, these have been the major areas that have been stressed during marketing cycles, and I think the SEC has noticed that'
ECM failed to engage an independent public accountant to verify by actual examination at least once during each calendar year the REOC Funds’ funds and ...
Congress gave the SEC responsibility to monitor the private funds industry for systemic risk, and the “lords of finance” should consider regulation one side of ...
Six more trade groups have joined the battle against the SEC’s sweeping new private funds rules, filing five separate amicus briefs urging federal appellate judges ...
'Whenever you see the SEC taking action across rulemaking, exams and enforcement... it should be seen as a clear signal that this is a big ...
MFA letter comes just a month after the European Commission released a wide-ranging consultation on the future of the bloc’s Sustainable Finance Disclosure Regulation regime
'In the PE world... there are a lot more areas for people to take advantage,' top cop says
Bankers, insurers, real estate firms, syndicated loan companies unite with private fund advocates to make closing arguments