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SEC: Rulemaking

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Comments will be accepted through March 31, 2023
Entrepreneurs are receiving money that is a bribe of their partners with both of whom are corrupt in the company room.
It’s been 13 years in the making but the SEC has taken a step toward promulgating a Dodd-Frank era rule that would seek to prevent ...
SEC Commissioner Uyeda
"I have concerns whether today’s rule proposal correctly strikes this balance. Thus, comments from market participants will be especially important in consideration of any final rule"
SEC Commissioner Crenshaw
"As we were all witness to in 2008, these intermediaries might be incentivized to, essentially, bet against the performance of an asset backed security that ...
SEC Commissioner Peirce
"I apologize for the proposal’s unnecessarily short comment period, which continues a troubling pattern in the face of public and Congressional concern"
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This is an SEC proposed rule that seeks to bar conflicts of interest in the sale of asset-backed securities
SEC Chairman Gary Gensler
"As directed by Congress, today’s re-proposed rule would prohibit so-called securitization participants—those who sell or facilitate the sale of an asset-backed security—from engaging in a ...
SEC Commissioner Lizarraga
"Investors that participated in the securitization bubble had been misled to believe that their assets were being selected by an independent third-party. But in reality, ...
Man's hands holding a card with the inscription Conflict Of Interest on a yellow background
A securitization participant shall not, for a period commencing on the date on which a person has reached, or has taken substantial steps to reach, ...
Listen to a secret
The SEC proposes to update the disclosure required for order executions in national market system stocks
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