Home SEC: Rulemaking
Several of the new comments noted the array of cyber-related proposals and urged coordination or consolidation
"To better address pricing and reduce dilution in times of stress, we proposed so-called swing pricing as well as alternatives regarding liquidity fees. Such swing ...
The SEC’s ambitious proposed revision of the custody rule attracted more than 150 comments, with many in the industry warning any final rule would be ...
Compliance's 'one-way ratchet' may mean fewer, bigger firms
"One significant concern relates to the potential for the SEC to adopt final complex rules with compliance dates in close proximity to each other"
Supplemental Information and Reopening of Comment Period for Amendments Regarding the Definition of ‘Exchange’
The SEC extended the comment period to June 13, 2023
'The markets should work for the benefit of investors and issuers—not the other way around...'