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SEC: Rulemaking

The final rule will effectively codify two decades’ worth of exemptive orders permitting registered funds and BDCs to exceed Investment Company Act Section 12 ownership ...
The required margin for each long or short position in a security future shall be fifteen (15) percent of the current market value of such ...
The parties that are likely to be affected by the amendments include investors and other market participants that use the information in these filings (such ...
"There’s no time to waste in setting to ourselves to this task, and we look forward to rolling up our sleeves to establish requirements for ...
SEC commissioners approve final rule creating a "consistent and efficient rules-based regime for the formation, operation, and oversight of fund of funds arrangements"
The SEC passed this fund of funds' rule in 2020. It affect investment advisers to mutual funds but not private funds.
The proposal is designed to alleviate concerns that fund retail shareholders currently may receive disclosure materials that are not well-suited to their needs, which may ...
"to be eligible for an award, you must declare under penalty of perjury at the time you submit your information ... that your information is ...
Under the proposed amendment, a shareholder could satisfy any one of these thresholds to be eligible to submit a proposal
Jay Clayton
"I believe one can view today’s actions as analogous to long-overdue deferred maintenance on a home where, over time, a few additions have been added ...
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