Home SEC: Rulemaking

SEC: Rulemaking

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The SEC adopts two new rules to further define the phrase “as a part of a regular business” as used in the statutory definitions of ...
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
This final rule governs investments by SEC staff, to avoid conflicts of interest
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These new SEC final rules would require a minimum dissemination period for the distribution of security holder communication materials in connection with de-SPAC transactions, along ...
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All advisers, even exempt reporting advisers, will be subject to the preferential treatment rule
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The SEC proposes a rule to adjust for inflation the dollar threshold used in defining a ‘‘qualifying venture capital fund’’ under the Investment Company Act
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The Commission’s new regulatory agenda lists several upcoming new IA and B-D rules—all of which the agenda states are due to be finalized in April
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
This is the SEC's semiannual regulatory agenda as published in February 2024.
SEC Chairman Gary Gensler
"Today’s adoption enhances the Commissions’ and FSOC’s understanding of the private fund industry as well the potential systemic risk posed by the industry and its ...
"Even a partial list of the additional data we will now collect with these revisions is dizzying . As one commenter put it, 'the Commissions appear ...
"The increasing granularity of the Form PF obligations raises important questions about what measures are being taken to protect the investors in the private funds ...
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