"We can avoid creating regulatory rip currents by recalibrating our agenda to focus on issues core to the protection of investors and operation of our ...
Some individual information providers of the types we describe below have registered with the Commission as investment advisers (sometimes because of other business in which ...
"The request seeks comment about these and other questions on whether these information providers are providing investment advice under particular facts and circumstances, and thus ...
"The growing prominence of information providers in the industry adds import to our consideration of whether and how the framework for registering and regulating investment ...