SEC: Rulemaking

Predictions greeted the new administration, forecasting that some proposals would surely be withdrawn but the 14 coming at the same time must surprise even the ...

This final rule announces the withdrawal of 14 prior SEC rule proposals, including the AI, safeguarding, outsourcing and other rules targeting advisers

"I have directed the staff to undertake a comprehensive review of Form PF. I have serious concerns whether the government’s use of this data justifies ...

This joint CFTC/SEC final rule shifts the compliance deadline for new Form PF amendments from June 12 to Oct. 1, 2025

"I suspect that we will continue to accommodate requests to extend this compliance date until we have significantly revised or undone this rule"

"In moving forward, it is important to balance the sensitivity of the data included in Form PF with any corresponding benefits.  The costs associated with ...

"We should reassess whether the information the form collects aligns with the intended purpose of the form .... Overly extensive reporting requirements not only are ...

A 'foreign issuer' is any issuer which is a foreign government, a national of any foreign country, or a corporation or other organization incorporated or ...

The IAA urges new SEC chairman to deploy a flexible, principles-based approach to regulations

Letter details five rulemaking priorities that would benefit "the 120 million Americans who use investment funds"