SEC: Rulemaking

"We made good progress in 2021, finalizing a handful of rules and proposing many others. We have much more to come on the SEC’s Agency ...

"We have long recognized that insider trading and the fraudulent use of material nonpublic information by corporate insiders not only harm individual investors but also ...

'Do not make it more difficult for investment advisers to engage in proxy voting or to use' proxy advisory firms, wrote one commenter

Initiative seen as improving transparency and enhancing the regulatory audit trail in the securities lending market

Our annual table informs you of new rules due to take effect this year

IAs, B-Ds and private funds all reluctant stars in FSOC report

Birdthistle mixed it up in battles over proxy voting, fees and ESG

For SEC commissioners, Dec. 15th produced their greatest productivity of the year, as a mostly divided Commission approved several new proposals, including revisions to money ...

Fully 54 items appear on the new edition of the SEC's rule list

'The investing public may not be getting like protections between traditional IPOs and SPACs,' Chairman says