Home SEC: Rulemaking

SEC: Rulemaking

The Q&A left Gensler with no doubt where the advisers stand on all those new SEC rules
The new rule 'will allow investment advisers and funds to have access to climate information from companies that will be necessary to inform related ESG ...
SEC Commissioner Crenshaw
"Given our clear authority, rolling back the proposal is a missed opportunity. It remains my great hope that a future Commission will rise to the ...
"Over-reaching assertions of government jurisdiction is a problem for all market participants. When contemplating the administrative state, persons should be concerned if there is no ...
"We continue working on rulemaking initiatives to improve visibility into private funds, including hedge funds. It’s through a form called Form PF"
Group of people gambling sitting at a table in a casino top view. Betting gambling.
The SEC adopts two new rules to further define the phrase “as a part of a regular business” as used in the statutory definitions of ...
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
This final rule governs investments by SEC staff, to avoid conflicts of interest
SPAC, special purpose acquisition company symbol. Wooden cubes with word 'SPAC' on beautiful background from dollar bills, copy space. Business and SPAC, special purpose acquisition company concept.
These new SEC final rules would require a minimum dissemination period for the distribution of security holder communication materials in connection with de-SPAC transactions, along ...
Businessman working on laptop with PRIVATE EQUITY inscription, new business concept
All advisers, even exempt reporting advisers, will be subject to the preferential treatment rule
Group asia businessman together create a mutually beneficial business relationship. Economic graph on the table
The SEC proposes a rule to adjust for inflation the dollar threshold used in defining a ‘‘qualifying venture capital fund’’ under the Investment Company Act
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