Bill Myers
'It’s a solid ground to stand on,' Sapling Financial's Kevin Zhao says
Remarkable climb-down from the boundary-testing of the last SEC administration
No-action letter a coup for Latham & Watkins, potential boon for private funds industry
An SEC no-action letter that greenlights self-certification of accredited investors is a coup for Latham & Watkins and possibly a boon for private funds, a ...
New FAQs offer some relief to a vexed industry.
'I’m doing exams next week. I’m doing exams next month,' SEC's Dan Faigus tells Investment Adviser Association conference
Industry hopes two new guiidance documents will soothe 'pain points'
'We don’t know the "when," but it’s not really an "if" anymore,' Seward & Kissel's Brett Cotler says
'It is definitely a ‘show me, don’t tell me’ situation,' Vinson & Elkins' Hill Wellford says
After legal whipsaw, regulators hit the 'refresh' button