Bill Myers
As Washington pressures industry, advice-of-counsel becomes "fertile ground" for litigation
Case illustrates that finance's borders may be shrinking, and private fund managers must be vigilant
Bankers, insurance companies, real estate managers walk with private fund advocates to stop 'fundamental changes' to custody system
'America’s markets are the greatest in the world because we have strong investor protection and because we have effective regulators at the SEC,' Ohio senator ...
An SEC marketing rule sweep nets nine firms, there's a new risk alert to help you prepare for exams, Republican Commissioner Mark Uyeda sees compliance ...
Notice puts industry on the clock
First compliance deadlines take effect 60 days from Sept. 14
'The clock is ticking'
Compliance may not be a check-the-box exercise anymore, but you've still got to check the boxes
Suit asks Fifth Circuit to vacate sweeping new rules
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