Bill Myers
'These fees are crazy...'
Boston adviser learns value of good compliance officer
'Broken windows' gets industry workout
States brought nearly 1,700 cases, NASAA says
Peirce decries 'poorly conceived' rule
'Compliance, really, is a risk mitigation strategy.'
Eighty-five percent of firms were victim of at least one fraud last year
Financial Services' Republicans see 'a backdoor accredited investor standard'
Case may be illustration of right place, wrong time
Biggest single-day crackdown on industry since 2018
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