Whatever the recent runs on private credit cost economically, they’re already forcing the private funds industry to draw down precious political capital
In fresh regulatory guidance, the Division of Investment Management says that CLOs aren’t exactly “private funds” and therefore won’t count against the 10% Investment Company ...
If there’s going to be a run on the (non)bank, no one in Washington will be left holding the bag.
For advisers, the case bears watching because 'from an adviser’s perspective, while offering alternative investments in Plan A may be prudent, offering those same investments ...
The case shows regulators can still move aggressively
'There’s a broader industry shift underway and this has the potential to be transformational for transparency,' Major Lindsey & Africa's Allison Rosner says.
A new wave of state antitrust measures has rolled in, with 14 states adopting or considering new rules that widen local merger review or that ...
Nearly one in five SEC staffers has fled the agency in less than a year. It only looks like relief.
In her first speech as Enforcement Division chief, Meg Ryan acknowledges her "resources are limited" and she wants to use them "judiciously."
Regulators want ideas on how to build out the "known investor" program.