When do omissions become misleading?
'Scary' case should worry small- and mid-sized managers, expert says
LPs still tepid on rules, still want SEC as referee
In Fifth Circuit brief, agency attacks trade group standing, says Congress authorized changes to protect ordinary investors
'I would want to know what my gaps are by the end of the first quarter next year,' expert says
Three trade groups representing private fund managers have sued to block a pair of “arbitrary and capricious” SEC rules designed to bring more sunlight into ...
Enterprise-wide risk/opportunities require board, C-suite commitments
Regulators 'signaling as loudly as they can,' expert warns
'We need to pay attention to the scope of the duties created by the agreements we sign'
'Historically, these have been the major areas that have been stressed during marketing cycles, and I think the SEC has noticed that'