Private Funds

'There are rigorous rules,' a FinCEN official says

'We know how private lending works and the risks associated with it,' Commissioner tells SIFMA conference

'Firms really have to strategically manage these costs and balance the need for expert personnel against the financial realities of the business,' ACA Performance Service's ...

The Commission expanded the confidential form that all registered private fund managers must file in two separate votes in 2023 and 2024

"Private credit’s rapid growth is partly due to the imposition of stricter capital and lending standards on traditional banks in the wake of the financial ...

'It’s not a time to walk away from this issue,' Holland & Knight partner John Saran says

'It’s not a time to walk away from this issue,' Holland & Knight partner John Saran says

There were no P&Ps for Marathon employees to conduct due diligence concerning advisers’ evaluation or handling of any potential MNPI or for obtaining a representation ...

Registration remains one of the single biggest categories of SEC enforcement against private funds

The two advisers had overlapping owners, overlapping managers, overlapping advisory personnel, and overlapping operations including shared office space, without any policies or procedures to ensure ...