Private Funds

'It’s not the end of the administrative state, it’s not the end of the SEC,' Patterson Belknap's Greg Baker warns

Backers say the measure will help the U.S. clean up its markets, making it harder for foreign oligarchs and other criminals to hide their money ...

Nearly 63% of private fund managers said they billed fund regulatory expenses, such as Reg D filings, to the funds they advised. More than 21% ...

Advocates say Commission should scrap, or give wide private fund carve-outs, in cybersecurity, outsourcing and predictive data analytics proposals

Another topic that remains hot for the advocate is risks related to private fund investing, especially for retail investors

A decades-old appellate case, seemingly buried by the Great Recession, has come back to haunt the SEC’s quest for private fund reforms. In 2006, a ...

As calls increase that Washington should take a greater regulatory approach when it comes to use of artificial intelligence in financial services, a new report ...

When advertising the performance of a private fund, the adviser presented performance returns that were experienced by a single investor. These returns did not constitute ...

Case puts a ceiling on regulators' private fund ambitions, but managers may still see the compliance floor rise

'There’s a false assumption that the opacity of the market indicates risk,' AIC's Goshorn Jurata tells packed Private Funds CFO forum