Private Funds

SEC regulators have issued fresh guidance aimed at making it easier to organize pooled retirement plans without having to worry about running afoul of the ...

Private fund advisers and their portcos would do well to keep an eye out for his watchfires

Private fund managers who take cybersecurity as a risk question may be leaving money on the table, a veteran compliance lawyer argues in a new ...

The proposed amendments would eliminate certain filing and reporting obligations, streamline certain requirements, and make corrections and other revisions. The proposed amendments are designed to ...

Federal regulators have proposed new AUM thresholds that would exempt hundreds of private fund managers from filing Forms PF, but they’re also thinking about widening ...

"I have been hearing calls to fix Form PF since I started as a commissioner"

"Over the past several years, the Commission has sought to impose regulatory obligations on private funds that exceed the obligations imposed on mutual funds through ...

The long-awaited proposal would create a new 'safe harbor' that fiduciaries could follow to reduce their legal risks

The Commission considers these thresholds every five years, so the time has come to adjust them

You have until June 1 to share your comments on this proposal with the DOL