IA Speeches

SEC Chairman Gary Gensler
"Today’s adoption enhances the Commissions’ and FSOC’s understanding of the private fund industry as well the potential systemic risk posed by the industry and its ...
"Even a partial list of the additional data we will now collect with these revisions is dizzying . As one commenter put it, 'the Commissions appear ...
"The increasing granularity of the Form PF obligations raises important questions about what measures are being taken to protect the investors in the private funds ...
"Cybersecurity risks represents an ongoing threat to Federal government agencies .... The ability of Federal agencies such as the SEC and CFTC to securely maintain ...
SEC Chairman Gary Gensler
"I am supportive of greater post-trade transparency in the Treasury markets, which should benefit investors and issuers alike"
SEC Chairman Gary Gensler
"These measures are common sense. Congress did not intend for registration and regulatory requirements to apply to some dealers and not to others"
"The final rule does not exclude investment advisers, as some commenters had hoped. Why would it make sense for an investment adviser, which is already ...
"In recent years, advancements in electronic trading have resulted in certain market participants playing an increasingly significant role in providing liquidity .... There is a ...
"This rulemaking targets proprietary trading funds (PTFs), private funds, and others who make money by buying low and selling high in the Treasury market, while ...
SEC Commissioner Lizarraga
"Absent today’s reforms, our capital markets and financial regulators would continue to lack key data, and therefore limited oversight, over an unregistered segment of the ...
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