"Our agenda includes a proposal to better facilitate retail investor participation in private markets while preserving their protection with appropriate safeguards"
"We intend to conduct a broader, thorough review of enforcement processes—something that has only occurred once before in the SEC’s history"
"When regulators fail to provide an optimal framework, market participants do not wait around—they go to where the rules work, and when they do, investors ...
I have directed the staff to prioritize a review of Rules 610(c) and 612 of Regulation NMS by the end of the year, including whether ...
"The trade-through rule has helped fuel disorder by encouraging the proliferation of exchanges, dampening innovation within them, and inspiring ever more complex order types on ...
"I have opposed the Trade-Through Rule since its inception and have elaborated on my concerns, from this very stage and elsewhere, many times since then"
"Why is the United States blessed with such powerful capital markets? As a regulator, perhaps I should credit government as the reason our markets are ...
"Embracing growth and innovation across all asset classes, and promoting orderly markets and investor protection, are not mutually exclusive aims; they are compatible goals. They ...
"The SEC and CFTC are working together, in parallel, to evaluate a number of novel product proposals .... In addition, we are jointly evaluating areas ...
"Certain private credit funds faced elevated redemption requests, which prompted fund managers to implement limits on redemption. The redemption gates are not evidence of product ...