IA Speeches

As new technologies come along, we need to be sure we’re achieving our core public policy goals
The Commission would like to hear from you about your experiences with these platforms and their digital engagement practices
"This course of action is unwise and continues a troubling and counterproductive precedent .... This reduces the certainty of the law, a consequence that does ...
"The SEC is seeking comment on crypto custody arrangements by broker-dealers and relating to investment advisers. Custody protections are key to preventing theft of investor assets, ...
"We must ensure that whistleblowers are empowered to come forward when they see misbehavior; that they are appropriately compensated according to the framework established by ...
"I have directed the staff to prepare for the Commission’s consideration later this year potential revisions to these two rules that would address the concerns ...
"We would like to thank Pete Driscoll for his more than two decades of service to the SEC and his leadership of the Division of ...
"We intend to monitor this important investor protection issue and will evaluate whether additional steps may be needed to address recidivist firms and brokers"
"I worry that average investors may not realize that they hold stock in a shell company rather than a China-based operating company"
"I have asked SEC staff to develop a mandatory climate risk disclosure rule proposal for the Commission’s consideration by the end of the year"
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination