"We continue our close collaboration with the U.S. Treasury Department, Federal Reserve Board, CFTC, and international regulatory counterparts to ensure seamless cross-border implementation"
"Trading platforms and market participants need to be able to operate under the certainty of clear market structure rules that facilitate fair and orderly markets ...
"This statement provides clarity about the Division’s views to broker-dealers seeking to provide custody services to their customers"
"Reg NMS, built on flawed foundations, has invited gamesmanship and contributed to the fragmentation of our markets, the dispersal of liquidity, and diminished transparency. The ...
"I have been a skeptic of Rule 611 since its inception twenty years ago. Dictating how market participants execute trades has never seemed like an ...
"The Commission should have compelling evidence of need before adding layers on top of the best execution regime already imposed by FINRA"
"This technology makes it possible to balance the government’s interest in deterring threats to our national security and the American public’s interest in privacy. But ...
"Our national degradation of financial privacy and the rules that embody it are overdue for a change, and crypto is helping to nudge a reassessment"
"We should be mindful of not permitting a regulatory framework that creates an omnipotent financial surveillance system that instills the fear of constant monitoring in ...
"It has been unsettling to see how precipitously one Commission is willing to undo the work of the Commission that came before it—all without a ...