IA Speeches

"Advisersโ€™ implementation of the rule has effectively resulted in the suppression of political speech"
"The Commission has determined to reopen the comment period for both Notices and has asked specific questions related to the details of such a combined ...
Hester Peirce, SEC Commissioner
"We welcome inquiries from market participants involved in designing and operating vaults or facilitating onchain lending"
"Regulation E-Delivery is not merely a proposed administrative adjustment; it represents a meaningful advancement toward aligning our rules with the needs of todayโ€™s markets"
Hester Peirce, SEC Commissioner
"A more important consequence of the shift to default e-delivery is facilitating the incorporation of technological advances to improve investor engagement with the information being ...
"Electronic communication is now the primary way most investors manage their investments and financial matters"
"It is clear that neither of these dire predictions materialized, and I am happy to report that the world did not end simply because the ...
"Our agenda includes a proposal to better facilitate retail investor participation in private markets while preserving their protection with appropriate safeguards"
"We intend to conduct a broader, thorough review of enforcement processesโ€”something that has only occurred once before in the SECโ€™s history"
"When regulators fail to provide an optimal framework, market participants do not wait aroundโ€”they go to where the rules work, and when they do, investors ...
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