SEC Operations

"The private fund space is also always subject to close attention .... We are attuned to potential risks relating to liquidity, fees, valuations, and conflicts ...

"That means that firms remain responsible for the outcomes of the tools that they deploy and for informing investors of how those tools are used. ...

"Fraud, manipulation, and trading on material non-public information cause real harm to real people, and we will pursue those cases with vigor. But we will ...

"We also need to draw on expertise from outside the agency to determine whether a regulatory response is needed and, if so, what that response ...

Federal regulators don't see systemic risk in private credit’s recent troubles, but they're 'monitoring the situation carefully'

"Without limitations on the exercise of such discretion, there are many violations and novel legal interpretations that can be asserted as the basis for sanctions ...

"The rigidity of the SEC’s rules has prevented companies and their investors from determining for themselves the interim reporting frequency that best serves their business ...

"The task of allocating capital is simply too important for government or any other single entity to manage. Here is where private capital markets of ...

"Giving companies the option to file their regulatory reports quarterly or semiannually affords flexibility based on their industry, business model, and investor expectations"

"A duck gliding gently across a still pond exudes calmness. But what you don’t see, just under the water’s surface, are two webbed feet paddling ...