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Another topic that remains hot for the advocate is risks related to private fund investing, especially for retail investors
Religious Freedom and The Supreme Court
Coming on the heels of the Commission’s PF rules’ loss in court, it’s very likely parties will see the Loper decision as an invitation to ...
Supreme Court of the United States in Washington DC in a sunny day, USA
The conservative majority of justices held that the Seventh Amendment to the Constitution gives defendants that right
Formal group photograph of the Supreme Court as it was been comprised on June 30, 2022 after Justice Ketanji Brown Jackson joined the Court. The Justices are posed in front of red velvet drapes and arranged by seniority, with five seated and four standing. Seated from left are Justices Sonia Sotomayor, Clarence Thomas, Chief Justice John G. Roberts, Jr., and Justices Samuel A. Alito and Elena Kagan. Standing from left are Justices Amy Coney Barrett, Neil M. Gorsuch, Brett M. Kavanaugh, and Ketanji Brown Jackson. Credit: Fred Schilling, Collection of the Supreme Court of the United States
This is the U.S. Supreme Court's 2024 decision in a case that rules defendants in an SEC enforcement action have a right to a trial ...
SEC Chairman Gary Gensler
"Shortening the cycle also means reducing the credit, market, and liquidity risks of the clearinghouse. Lowering risks for market participants and clearinghouses, alike, reduces the ...
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Regulators may not be able to keep up with the speed of artificial intelligence’s development
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The rapid transformation of markets and business models due to technology is a pressing concern in chairman's view
"Also concerning is the Commission’s decision to stretch the law to punish a company that was the victim of a cyberattack. While an enforcement action ...
"One classic government failure is to seek to influence capital flows in the 'right' direction"
SEC Commissioner Lizarraga
"It has been well documented that in the lead up to the financial crisis, pay structures often encouraged big bets that maximized short-term profits but ...
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