In one case, a CTA has operated for 20 years without allegedly joining the NFA
If confirmed, Bowes could serve until 2025
The third goal promises to emphasize “our tradition of principles-based regulation where appropriate” and to address “any regulations that no longer serve a regulatory purpose”
The pandemic and market volatility that “has reached historic levels” explain the change
“When the global benchmark contract for oil fluctuates in $50 swings two days in a row, something is broken—very broken”
The proposal would eliminate the ability to file a Form PF with the SEC to satisfy a CPO’s obligation to file Form CPO-PQR
The current turbulence in the markets will eventually subside
The CFTC and NFA are granting CPOs/CTAs additional time to file regulatory obligations given the coronavirus crisis
The NFA grants the exception to CTAs/RIAs after having reviewed SEC advertising rules
Taking this action will stop future NFA notices alerting you to file Form PR
If you do not receive this within five minutes, please try and sign in again. If the problem persists, please email: