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"I urge people who have suggestions about how the Commission can right its course on crypto and innovation more broadly, to send them my way"
The SRO details some themes in crypto-related violations of FINRA rules being seen
The SEC’s stance on crypto sales and securities laws took a hit recently with a federal judge’s mixed ruling that gave the Commission both a ...
"Given that most crypto tokens are subject to the securities laws, it follows that most crypto intermediaries have to comply with securities laws as well"
Equity-market based schemes, crypto-based fraud, rep impersonation all on the rise
Standards board suggests six-part definition, regular fair value reviews
'Just because a crypto trading platform claims to be a qualified custodian doesn’t mean that it is'
Suspension of principal and investor notification of the suspension of redemption requests and capital withdrawals were an initial sign of trouble
Examiners plan to focus on new or never before examined registrants offering crypto or crypto-related assets
"By now you’d think the NFA would have had a rule in place that prohibits fraud around the use of Bitcoin and Ether. But it ...
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