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States brought nearly 1,700 cases, NASAA says
"Since 2016, the number of private funds managed by registered investment advisers has increased 40 percent, to 50,000"
"Were we not to investigate and bring appropriate cases just as we always have simply to duck criticism or difficult questions, we’d be acting with ...
"Further, to the extent that crypto intermediaries may need to register with both the SEC and the CFTC, I would note we currently have dual ...
Firm has paid regulators $184.5 million since 2020
Confusion grips the industry over whether cryptocurrencies are securities under the regulatory jurisdiction of the SEC or whether they more rightly fit within the CFTC’s ...
Whether guidance or a proposed rule emerges, a key question likely to be answered is who can hold crypto assets?
'Many of these tokens… are potentially non-compliant,' Chairman says
"The continuing refusal of the SEC to approve a spot bitcoin ETP is puzzling to many agency observers"
Court challenge a near certainty, while some wonder whether crypto is Chairman's target

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