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Cryptocurrency

Chairman cites "limited transparency" in wake of Archegos scandal
SRO is asking B-Ds to "promptly" notify their risk monitoring analyst about digital assets plans
Current lack of regulation in the cryptocurrency markets deemed "unsustainable" by senator
"We nevertheless are disappointed that the Commission’s settlement with Coinschedule did not explain which digital assets touted by Coinschedule were securities, an omission which is symptomatic of ...
14% of adviser respondents reported using or recommending cryptocurrencies for clients in 2021
IPOs and SPACs, crypto assets, fintech, data analytics, and private funds are SEC resources focus
"The SEC’s Divisions of Investment Management, Examinations, and Enforcement continue to focus on advisers to private funds. It is important to hold investment advisers accountable ...
Perhaps the SEC and the CFTC may be on a bit of a collision course over cryptocurrency. In a new staff release from the SEC’s ...
Investors should understand that Bitcoin, including gaining exposure through the Bitcoin futures market, is a highly speculative investment .... the Division of Examinations, will closely ...
With more clients querying their advisers on adding crypto to their portfolios, advisers may not be able to avoid the allure of digital assets for ...
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