Cryptocurrency

"The SEC’s goal should be neither to bless every new innovation nor to resist change reflexively. Rather, it is to use its regulatory tools—including definitional ...

"Fragmented regulation in an integrated market is not a safeguard for investors so much as a source of confusion among them"

SEC Commissioner Peirce calls out the "potentially transformative innovation" of tokenization, which "may soon come" to the municipal securities industry

This statement is intended to assist market participants as they seek to comply with the federal securities laws and prepare to submit any necessary registrations, ...

Division of Trading and Markets issues statement weighing in on the application of the Exchange Act to B-Ds that custody crypto asset securities

Some communications distributed via webpages and social media platforms violated rule 2210 content standards

These 8 FAQs were released in December 2025

"Trading platforms and market participants need to be able to operate under the certainty of clear market structure rules that facilitate fair and orderly markets ...

"This statement provides clarity about the Division’s views to broker-dealers seeking to provide custody services to their customers"

"This statement addresses any broker-dealer that carries crypto asset securities for customers, including broker-dealers that conduct a traditional securities business"