This new CFTC final rule requires a futures commission merchant to ensure a customer doesn't withdraw funds from its account with the FCM if the ...
The CFTC amends its regs governing the types of investments that FCMs and DCOs may make with funds held for the benefit of customers engaging ...
For example, a CPO that used generative AI to update a disclosure document or prepare periodic account statements for a commodity pool would still be ...
The CFTC's agenda includes one item, and it's directed at CPOs/CTAs
This CFTC final rule, which becomes effective Sept. 16, would permit a foreign board of trade (FBOT) registered with the Commission to provide direct access ...
The CFTC enters the regulatory fray over firms' use of off-channel communications for work
These changes would establish governance and fitness requirements with respect to market regulation functions, as well as related conflict of interest standards, requirements relating to ...
The CFTC proposes to require that FCMs, swap dealers, and major swap participants establish, document, implement, and maintain an Operational Resilience Framework reasonably designed to ...
This proposed CFTC rule, which would accept comments until Feb. 13, 2024, would, among other things, seek to make it easier for swap dealers to ...
The CFTC proposes rules to ensure clearing member funds and assets receive the proper treatment in the event a derivatives clearing organization enters bankruptcy by ...