For example, a CPO that used generative AI to update a disclosure document or prepare periodic account statements for a commodity pool would still be ...
The CFTC's agenda includes one item, and it's directed at CPOs/CTAs
This CFTC final rule, which becomes effective Sept. 16, would permit a foreign board of trade (FBOT) registered with the Commission to provide direct access ...
The CFTC enters the regulatory fray over firms' use of off-channel communications for work
These changes would establish governance and fitness requirements with respect to market regulation functions, as well as related conflict of interest standards, requirements relating to ...
The CFTC proposes to require that FCMs, swap dealers, and major swap participants establish, document, implement, and maintain an Operational Resilience Framework reasonably designed to ...
This proposed CFTC rule, which would accept comments until Feb. 13, 2024, would, among other things, seek to make it easier for swap dealers to ...
The CFTC proposes rules to ensure clearing member funds and assets receive the proper treatment in the event a derivatives clearing organization enters bankruptcy by ...
This proposed rule from the CFTC would allow for continued geographic masking after the designation of the unique product identifier and product classification system for ...
Nothing in this Advisory should be deemed to oblige the Division or the Commission to consider one or more factors, or to give certain factors ...