CPO/CTA Rules & Regulatory Actions

To alleviate the operational burdens associated with making de minimis margin transfers without resulting in an unacceptable level of uncollateralized credit risk, our rules provide ...
This final rule would add 16 agricultural items and metals to the existing 9 commodities facing position limits, bringing the total to 25
DCMs must be in full compliance with the requirements of this rule no later than July 12, 2021
This final rule spells out the granting of exemptions from registration for certain derivatives clearing organization (DCOs)
Without these amendments, market participants would lack meaningful regulatory reference concerning how to perform portfolio reconciliation
The Commission is adopting revisions to the method for calculating AANA for determining whether an FEU has MSE and the timing for compliance with the ...
These final rules would not preclude SEFs from deploying error trade rules and procedures which consider whether a transaction cancellation or price adjustment will adversely ...
"The Commission believes that the final rules make the overall regulatory framework for cleared swaps less complex, codify longstanding practice, and are narrowly tailored to ...
The CFTC is amending its regulations to improve the accuracy of data reported to, and maintained by, swap data repositories, and to provide enhanced and ...
The amendments, among other things, address certain issues related to reporting post-priced swaps and disseminating swaps associated with prime brokerage arrangements. In addition, the Commission ...
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