CPOs/CTAs

The division will not recommend an enforcement action against any SFA Bank, an affiliate, or any other person involved in setting up or operating the ...

The SEC and CFTC agree to extend the compliance date for Form PF amendments from Oct. 2025 to Oct. 2026

The firm’s former risk officer was ordered to pay $247,000 in fines related to the case

For example, a CPO that used generative AI to update a disclosure document or prepare periodic account statements for a commodity pool would still be ...

The CFTC amends the portfolio requirement thresholds for a qualified eligible person and makes other technical changes

The CFTC's agenda includes one item, and it's directed at CPOs/CTAs

Predictions already note that as more of the financial services industry adopts artificial intelligence technologies, the bad guys will as well. Envision dueling AI

If questions remain about which regulator—the SEC or the CFTC—will take the lead on oversight of digital assets, a new report from the CFTC lays ...

The CFTC proposes updating the Portfolio Requirement thresholds within the 'Qualified Eligible Person' definition; (2) requiring CPOs and CTAs operating pools and trading programs to ...

A divided Commission voted Oct. 2 to amend portfolio thresholds and to make other proposed changes that would require CPOs/CTAs to disclose risks, conflicts, their ...