Home CPO/CTAs CPO/CTA Rules & Regulatory Actions

CPO/CTA Rules & Regulatory Actions

Most popular
RELEASE Number 8062-19 October 24, 2019   CFTC Charges Upstream Energy Services with Acting as an Unregistered Futures Commission Merchant Washington, DC – The U.S. ...
This final rule would add 16 agricultural items and metals to the existing 9 commodities facing position limits, bringing the total to 25
The required margin for each long or short position in a security future shall be fifteen (15) percent of the current market value of such ...
This final rule would eliminate the filing requirements for Forms CPO–PQR and CTA–PR for certain classes of CPOs and CTAs
The eligible affiliate counterparties electing the exemption must pay and collect variation margin on swaps with all other eligible affiliate counterparties with whom they enter ...
(a) Prohibitions. As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts, practices, or courses of business within the meaning of section 206(4) ...
This final rule extends the compliance date for the CFTC's margin rule for smaller swap holders to 2021, and also moves the margin rule's final ...
(a) A registered closed-end company may purchase for cash a security of which it is the issuer, subject to the following conditions: (1) If the ...
(a) For the purposes only of section 5 of the Act, a notice, circular, advertisement, letter, sign, or other communication, published or transmitted to any ...
Tawachi made a series of materially false claims to bolster the credibility of his trading system, including making false claims about the profitability of ...
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination