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Commodity Futures Trading Commission (CFTC)

Businessman packaging and holding brown cardboard box with documents and personal office supplies because fired from work.
It’s unusual for the CFTC to revoke a large firm’s registration, especially for violations of regulatory laws overseen by another regulator
The CFTC has decreed a new system that would require a unique product identifier and product classification for swap recordkeeping and reporting. The new order ...
CFTC u.s. commodity futures trading commission business finance regulation concept
Fines were adjusted in 2023
One case the Commission highlighted involved a hedge fund and its CFO charged with providing false or misleading information to swap counterparties of a private ...
'Many crypto-asset activities lack basic risk controls,' report claims
'Broken windows' gets industry workout
This letter extending CFTC Letter 19-19 shall remain in effect until the earlier of either Aug. 12, 2025 or the effective date of a ...
The proposal aims to give the market “added flexibility,” the CFTC maintains. It also summarizes global efforts to aid the transition away from LIBOR
The notification requirement kicks in “when specified market or other events affect a commodity pool’s ability to fulfill its participant obligations”
Regulators too focused on 'behavioral,' not 'structural' evidence, Zhang says

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