Commodity Futures Trading Commission (CFTC)

The CFTC proposes rule changes concerning event contracts in certain excluded commodities. Comments are due July 9

The CFTC amends its large trader position reporting requirements for futures and options. This final rule becomes effective Aug. 2, and the compliance date begins ...

This new CFTC final rule, which imposes minimum capital requirements on swap dealers and major swap participants, becomes effective in June, and the compliance date ...

This rule is effective May 31, 2024

Violators included “supervisors and senior-level employees”—including some attached to compliance—who used platforms, such as WhatsApp and text messaging, contrary to firm P&Ps

The CFTC enters the regulatory fray over firms' use of off-channel communications for work

These changes would establish governance and fitness requirements with respect to market regulation functions, as well as related conflict of interest standards, requirements relating to ...

The CFTC proposes rules to require an FCM to ensure that a customer does not withdraw funds from its account with the FCM if the ...

"Cybersecurity risks represents an ongoing threat to Federal government agencies .... The ability of Federal agencies such as the SEC and CFTC to securely maintain ...

The CFTC and the SEC finalize their amendments to Form PF. Firms would have one year at least to comply.