Commodity Futures Trading Commission (CFTC)

This new CFTC final rule requires a FCM to ensure a customer does not withdraw funds from its account if the balance would be insufficient ...

The CFTC amends rules governing the types of investments that FCMs and DCOS may make with funds held for the benefit of customers engaging in ...

This new CFTC final rule requires a futures commission merchant to ensure a customer doesn't withdraw funds from its account with the FCM if the ...

The CFTC amends its regs governing the types of investments that FCMs and DCOs may make with funds held for the benefit of customers engaging ...

The burgeoning use of artificial intelligence has inspired the CFTC to issue new guidance targeted at all registered entities, including CPOs and CTAs

For example, a CPO that used generative AI to update a disclosure document or prepare periodic account statements for a commodity pool would still be ...

The amendments are intended to clarify, simplify and enhance the utility of those regulations for registered entities, market participants and the Commission

The CFTC amends the portfolio requirement thresholds for a qualified eligible person and makes other technical changes

The CFTC's agenda includes one item, and it's directed at CPOs/CTAs

This CFTC final rule, which becomes effective Sept. 16, would permit a foreign board of trade (FBOT) registered with the Commission to provide direct access ...