Enforcement

This guidance discusses the criteria that CFTC divisions will use to determine whether to make a referral to DOE for self-reported violations or supervision or ...

Remarkable climb-down from the boundary-testing of the last SEC administration

Sources tell RCW that Elon Musk’s DOGE teams are poking around the Commission and that all staffers have been instructed to cooperate with them and ...

A new final rule from the Commission takes away the Enforcement Division’s 16-year-long authority to issue subpoenas and launch a formal investigation on its own

The SEC amends its rules regarding delegating the Commission's authority to issue formal orders of investigation to the director of the Division of Enforcement, which ...

'It is definitely a ‘show me, don’t tell me’ situation,' Vinson & Elkins' Hill Wellford says

'Don’t let the uncertainty at the agency and across the federal government take your eyes off the ball,' Patterson Belknap's Greg Baker says

Legislators in at least 10 states are considering or have already passed bills aimed at healthcare consolidation, some of which target private equity specifically. Last ...

"The CFTC is strengthening its enforcement program to focus on victims of fraud, as well as remaining vigilant for other violations of law. This simplified ...

Defense attorney slams 'unfounded allegations,' vows to fight cases 'vigorously'