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Our proposal regarding Exchange Act 10B and 9j-1 concerns the transparency and market integrity of security-based swaps, such as credit default swaps and total return ...
Gary Gensler
"I think it’s important to shine light on these markets before any future such tremors arise"
"To the extent that the Commission establishes different or additive requirements [from the CFTC's], dually registered entities and their market participants might need to incur ...
'Archegos engaged in a brazen scheme to manipulate the market,' SEC claims in civil suit.
"I also hope that commenters will weigh in on whether we have justified adequately the departures that we have made from the CFTC’s rules"
"The security-based swap market was at the center of the events that precipitated the 2008 financial crisis, and it remains a multi-trillion dollar market"
"I have asked staff to make a proposal for the Commission’s consideration around conflicts of interest and other governance principles at security-based swap clearing agencies"
"As the collapse of the family office Archegos Capital Management last March showed, security-based swaps continue to have an important impact on our markets. Total ...
"An employee at an SBS Entity planning an opportunistic strategy could attempt to mislead the CCO by submitting false documentation to the CCO in order ...
For SEC commissioners, Dec. 15th produced their greatest productivity of the year, as a mostly divided Commission approved several new proposals, including revisions to money ...

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