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Businessman packaging and holding brown cardboard box with documents and personal office supplies because fired from work.

Commodity Futures Trading Commission (CFTC)

SEC case causes CFTC to boot CPO/CTA

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March 23 2023

Bitcoin

NFA

NFA approves Bitcoin, Ether rule

Sunlight

Swaps

CFTC orders classification system for swaps

Commodity Futures Trading Commission (CFTC)

CFTC FY ’22 enforcement penalties: $2.5B

Commodity Futures Trading Commission (CFTC)

CFTC proposes LIBOR change

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SEC/CFTC subpoenaing data related to flash crash

Examinations Enforcement: SEC Actions

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June 28 2010

Some firms that are considered the highest frequency traders have received subpoenas for data designed to help regulators understand the cause of the May 6 ...

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Joint SEC and CFTC report supports broader fiduciary duty standard

SEC: Rulemaking

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October 16 2009

Among the 20 recommendations contained in a 96-page joint report released Friday by the SEC and the CFTC is one that supports congressional efforts to ...

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