A U.S. District Court judge last week sided with the CFTC in allowing its final rule to go forward that will force many advisers to ...
With two recent no-action letters, the CFTC has made the holiday season for advisers to family offices and fund of funds. But these advisers have ...
With a December 31st deadline bearing down to register as a commodity pool operator or commodity trading advisor and unanswered questions for fund of funds ...
Many believe it's only a matter of time before the SEC finalizes its general solicitation proposal, opening up private fund offerings to advertising (IA Watch, ...
In August we revealed efforts by the National Futures Association to drop the requirement that CFTC-registered associated persons (APs) that deal mostly or primarily with ...
Those of you heading toward CFTC registration (IA Watch, Aug. 27, 2012) as a commodity pool operator or commodity trading advisor should know the agency ...
Time ran out in our recent webinar on CFTC registration before we could answer all the questions received (IA Watch, Aug. 20, 2012), so we're ...
We promised they were coming and last week the CFTC complied (IA Watch, Aug. 13, 2012). It released frequently asked questions with answers designed to ...
The National Futures Association is being asked to waive the registration requirement to pass a securities exam for those associated persons who are involved in ...
One of the biggest questions emanating from the CFTC's elimination of a key exemption under its CPO and CTA rules relates to whether fund of ...