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AI is changing how quickly information can be processed, how broadly it can be compared, and how much can be extracted from it
"There's a lot of risk that has to be mitigated" when you use AI, says COO/CCO
Many compliance peers are using artificial intelligence for a variety of functions
Be sure to put in place "checks and balances" around your firm's use of AI
'Even if we didn’t have AI to worry about or even if cybersecurity were suddenly to disappear you still must get that basic work done,' ...
A CCO shares his firm's approach to introducing AI to staff
Changes in social media use and advances in generative AI drive FINRA proposal
Enrich your AI P&Ps by heeding these five recommended steps
Our RCW Compliance Toolbox contains several examples of policies and procedures for use of artificial intelligence at a firm. Here's one now
Snapshot shows number of SEC-registered advisers increased 4% last year and AUM increased 22.3%