AI

This final rule announces the withdrawal of 14 prior SEC rule proposals, including the AI, safeguarding, outsourcing and other rules targeting advisers

AI tends to raise a lot of alarms but one you may wish to know about is the technology’s ability to mimic you

"Financial regulators should take a technology-neutral approach to regulation .... We should avoid an overly prescriptive approach that can lead to quickly outdated, duplicative rules, ...

"I am, by no means, foreclosing the idea that the use of artificial intelligence in the financial industry could pose risks to investors or market ...

"AI appears to represent a sea-change in technology. It is powerful and persistent. It will drive change. The question is – are we prepared for ...

If your blood pressure inches up at the thought of staffers jumping into using AI for work, you’re not alone

"Attempts to fill disclosure rulebooks with requirements specific to climate, artificial intelligence, or any other hot topic disserve investors in several ways"

You’re advised to take some type of stance on the use of AI for work because, if you don’t, employees may be tinkering with the ...

The supervision of firms' social media influencers, generative AI, and the promotion of securities lending programs addressed in new report

The burgeoning use of artificial intelligence has inspired the CFTC to issue new guidance targeted at all registered entities, including CPOs and CTAs