AI

"The Committee agreed that the Commission should give guidance on the definition of AI .... why should the Commission attempt to define the limits of ...

FINRA is building expertise, infrastructure and capabilities in GenAI to perform its SRO functions more effectively and efficiently

Few things are hotter today than artificial intelligence. It's wise to have a P&P, and this one--shared with RCW by a peer-may give you a ...

Here are the responses when compliance professionals were asked how embedded the use of AI is within their department

Just over 41% of compliance officers stated they were 'not concerned at all' about their jobs being displaced by AI, compared with 11.3% who were ...

There always seems there are bad actors intent on spoiling things for the rest of us. Take artificial intelligence

AI technologies have significant potential to transform society and people’s lives – from commerce and health to transportation and cybersecurity to the environment and our ...

This final rule announces the withdrawal of 14 prior SEC rule proposals, including the AI, safeguarding, outsourcing and other rules targeting advisers

AI tends to raise a lot of alarms but one you may wish to know about is the technology’s ability to mimic you

"Financial regulators should take a technology-neutral approach to regulation .... We should avoid an overly prescriptive approach that can lead to quickly outdated, duplicative rules, ...