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"The Commission will closely review actions taken by regulated entities that may disadvantage investors or otherwise unduly inhibit their ability to trade certain securities"
"The EC’s decision is an important first step on the road to providing greater regulatory certainty for CCPs and their members on both sides of ...
"We are aware of and actively monitoring the on-going market volatility in the options and equities markets...we are working with our fellow regulators to assess ...
The UK’s Information Commissioner’s Office has stated that the UK General Data Protection Regulation won’t hamper RIAs based there from cooperating with SEC exams
Among the items in the mammoth recently passed defense bill was a provision that gives the SEC up to 10 years—twice the previous limit—after a ...
Led the Obama-Biden Administration's reform of the $400 trillion swaps market
Elad Roisman
The ICO concluded that the UK GDPR does not impose legal barriers to the transfer of personal data from these entities directly to the SEC ...
Elad Roisman
"If the Commission were to put into place a program such as the one contemplated by OLC’s 2012 opinion, any such program would have to ...
The Investor Advocate wrote that “we recommend that Congress or new leadership of the Commission review this rulemaking and reverse course”
Sideletter
The Trump Administration has made it official and named Republican SEC Commissioner Elad Roisman to serve as acting Chairman. The designation, made late Dec. 28, ...
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