SEC Operations

"Poor regulation may not only keep new competitors out, but may prevent incumbents from using new technologies. Here too regulators can take measures to ensure ...

Statement on the Agency’s Settlement with Ripple Labs, Inc. Commissioner Caroline A. Crenshaw May 8, 2025 In December of 2020, under then-Chairman Jay Clayton, the ...

The IAA urges new SEC chairman to deploy a flexible, principles-based approach to regulations

"Market participants engaging with this technology deserve clear regulatory rules of the road. Innovation has been stifled for the last several years due to market ...

"The Commission should consider whether it is clear that registered investment advisers can use state-chartered limited purpose trust companies to custody crypto assets as fiduciaries as ...

"To engage in crypto-related activities, SEC-registrants have had to hop from one poorly illuminated regulatory space to the next, all while ensuring that they never ...

"I expect today’s discussion will raise ideas like adviser self-custody for crypto assets and potential expansions to the types of entities that could meet the ...

Atkins swearing in leaves one more Commission slot to be filled

Political leaders in Washington, D.C. are looking to persuade the SEC to reverse direction on many of the new rules created during the chairmanship of ...

Chair has asked Commission staff to evaluate whether the current AUM split between the SEC and the states reamains optimal