SEC Operations

Commission staff used Form PF data together with other information to identify hedge fund advisers whose reported data ― such as returns, exposures, liquidity ― ...

"AI also can also raise issues if the optimization function in the AI system is taking the interest of the platform into consideration as well ...

"I do not want to cut the other interesting discussions on today’s agenda short, but the Committee should set its schedule to allow robust public ...

"Given our clear authority, rolling back the proposal is a missed opportunity. It remains my great hope that a future Commission will rise to the ...

"This enforcement action underscores the adverse consequences of the Commission’s approach to regulation in the crypto space and adds to the ambiguity that hangs over ...

"Over-reaching assertions of government jurisdiction is a problem for all market participants. When contemplating the administrative state, persons should be concerned if there is no ...

"We continue working on rulemaking initiatives to improve visibility into private funds, including hedge funds. It’s through a form called Form PF"

The Commission has expanded the current prohibited holdings restrictions to ban employees from investing in financial industry sector funds

"Any discussion about the definition of an accredited investor raises the question about when it may be appropriate to have exceptions to this basic bargain ...

"Changing the accredited investor definition to prevent more Americans from investing in private markets, as some suggest, could devastate these networks"