"Reports that enforcement work at the SEC has been tossed to the wayside are not only greatly exaggerated but flat out wrong. But I will say ...
"The SEC’s goal should be neither to bless every new innovation nor to resist change reflexively. Rather, it is to use its regulatory tools—including definitional ...
"Since I rejoined the Commission last year, we have brought enforcement actions to address offering frauds, insider trading, accounting and financial frauds, and breaches of fiduciary duty ...
"These steps will help to ensure that America’s capital markets remain open, dynamic, and, above all, worthy of the trust that investors place in them, ...
"We want to work with advisers, investment companies, and other market participants to enable new technologies to come online, and to work with you on ...
"Fragmented regulation in an integrated market is not a safeguard for investors so much as a source of confusion among them"
"Investment advisers that determine proxy voting is not required by, or may even be inconsistent with, their investment program should not be afraid to take ...
"We join our colleagues across the agency in thanking Commissioner Crenshaw for her service and in wishing her every success in the chapters ahead"
"We continue our close collaboration with the U.S. Treasury Department, Federal Reserve Board, CFTC, and international regulatory counterparts to ensure seamless cross-border implementation"
"Trading platforms and market participants need to be able to operate under the certainty of clear market structure rules that facilitate fair and orderly markets ...