Disclosure

"Rule 17a-14(c) should not apply to Trump accounts because they are subject to statutory limitations that materially limit account features in a way that, at ...

"The rigidity of the SEC’s rules has prevented companies and their investors from determining for themselves the interim reporting frequency that best serves their business ...

With this proposal, an administration intent on relieving industry burdens runs straight into those who decry the risk to investors

"A deeper commitment to disclosure rules that enable reasonable investors to obtain the material information they need in pursuit of economic returns will help us ...

"The ACH limit for filing fees will change from a maximum of $99,999,999.99 per transaction to $24,999,999.99 per transaction. Filers that need to exceed that ...

It's not likely advisers will have to file via EDGAR due to the new law, but if you do, the deadline is March 18

"When implementing statutory directives, the Commission should seek to implement the plain text of the statute rather than taking expansive interpretive views that can impose ...

"The Commission staff is actively evaluating whether it will recommend that the Commission exercise this exemptive authority"

The SEC says the 'primary benefit of the revised 45-day filing deadline would be to reduce the costs that funds might otherwise incur.... The associated ...

Form N-PORT changes seen as risk of lowering investor returns, exposing sensitive fund strategies, and imposing immense operational burdens