'Boundless curiosity is wonderful in a small child,' Peirce says but ' a less attractive trait in regulatory agencies'
'Our primary goal is to provide relief'
It’s been more than one year but SEC staff have released new FAQs tied to the IA advertising rule and they caution that net and ...
Scalia says rules will cost industry $5.4 billion per year if left standing
Much talk is heard about the need for private fund advisers to report their beneficial owners under new FinCEN rules. Despite new FAQs, questions remain ...
'Reasonable basis' standard still leaves open questions
Fund advocates fight to scrap rules, LP advocates for 'minimum standards of disclosure'
Peirce decries 'fancy legal footwork' behind new guidance
Witness' about-face leaves feds without case
When do omissions become misleading?