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Times Square when 6 ft social distancing was a myth. Captured this while enjoying an open air bus ride in this magnificent and lively place. It is one of the world's busiest pedestrian intersections, and a major center of the world's entertainment industry.
The new request shared with RCW asks the adviser if it updated its P&Ps for the new ad rule and, if not, to explain why
'Being reactive is no longer an option'
Long Exposure of Cars Passing in Times Square New York City
The new data indicate advisers aren’t broadly embracing the new ad rule
'It’s a much more expansive universe,' expert warns
Questions include RFPs, DDQs
Substantiation requirements give regulators entre into private funds' vaults
New marketing rule intersects with old valuation problems
A wide-angle view of a board room meeting which is all women. They are discussing ideas and working on things together to come up with business opportunities.
Still no sign that a widely anticipated SEC sweep looking at compliance with the new advertising rule has commenced. Yet examiners are asking lots of ...
Long Exposure of Cars Passing in Times Square New York City
Form ADV responses reveal a chill in using the new ad rule’s flexibility
Amazing vibrant Times Square crowded with tourists and people sightseeing. New York City, Manhattan, USA.
Thanks to K&L Gates and Michael Caccese and Pamela Grossetti for giving RCW permission to share their checklist with you

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