SEC: Rulemaking

This new SEC final rule, which takes effect March 18, aids compliance with the new Holding Foreign Insiders Accountable Act. This new law requires directors ...

"When implementing statutory directives, the Commission should seek to implement the plain text of the statute rather than taking expansive interpretive views that can impose ...

"The Commission staff is actively evaluating whether it will recommend that the Commission exercise this exemptive authority"

The SEC says the 'primary benefit of the revised 45-day filing deadline would be to reduce the costs that funds might otherwise incur.... The associated ...

The Commission proposes to streamline or remove certain items from Form N-PORT to reduce the reporting burdens in ways that would not significantly affect the ...

The compliance dates for Form N-PORT amendments are extended to Nov. 17, 2027 for fund groups with net assets of $10 billion or more as ...

Form N-PORT changes seen as risk of lowering investor returns, exposing sensitive fund strategies, and imposing immense operational burdens

This is the SEC's proposed rule, released in February 2026, which would turn back the Commission's 2024 amendments that would have sped up the required ...

This proposal would greatly expand the AUM threshold for an investment adviser to qualify as a small entity for purposes of SEC rulemaking

The year may only be days old but already the SEC has defied predictions by proposing a new rule. The proposal would drastically revise AUM ...