SEC: Rulemaking

A group of private fund managers can claim they fought the law—and won, at least for now

EDGAR will also be updated on September 15 to fully implement the Commission’s EDGAR Next rulemaking, compliance with which is required Sept. 15, 2025

The SEC extends the compliance date for amendments requiring certain broker-dealers to perform daily reserve computations and make required deposits into their reserve bank accounts ...

This final rule announces the withdrawal of 14 prior SEC rule proposals, including the AI, safeguarding, outsourcing and other rules targeting advisers

This joint CFTC/SEC final rule shifts the compliance deadline for new Form PF amendments from June 12 to Oct. 1, 2025

Predictions greeted the new administration, forecasting that some proposals would surely be withdrawn but the 14 coming at the same time must surprise even the ...

"I have directed the staff to undertake a comprehensive review of Form PF. I have serious concerns whether the government’s use of this data justifies ...

"I suspect that we will continue to accommodate requests to extend this compliance date until we have significantly revised or undone this rule"

"In moving forward, it is important to balance the sensitivity of the data included in Form PF with any corresponding benefits.  The costs associated with ...

"We should reassess whether the information the form collects aligns with the intended purpose of the form .... Overly extensive reporting requirements not only are ...