Private Equity

Case exposed weaknesses in clubby sub line industry

'Egregious, long-running, and extensive fraud that went undetected for years' was 'very profitable component,' made up 25% of firm's revenues, feds claim.

'Either way,' Chairman says, 'we need to hear from you...'

Court challenge a near certainty, while some wonder whether crypto is Chairman's target

[W]e are of the view that greater transparency and more robust investor protections could assist investors in evaluating and making investment, voting, and redemption decisions ...

Sample your LPs’ interest and appetite for coinvestment opportunities. Document this. Your PPMs should lay out the 'array of opportunities that we may come across' ...

Maplelane Capital violated books and records, Reg SHO rules, SEC claims

'Archegos engaged in a brazen scheme to manipulate the market,' SEC claims in civil suit.

'This is a process. You should look for small steps, rather than big pivots...'

Dem Commissioner says she's open to new definition of shareholder of record, but wants to hear from experts on it.