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โ€˜Thereโ€™s some old-school thinking still lingering around that the legal and compliance function is kind of a check-the-box function,โ€™ Major Lindsey & Africa partner Dimitri ...
โ€˜We believe 100% in the power of the energy transition,โ€™ Aligned Climate Capitalโ€™s Peter Davidson says.
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Americaโ€™s anti-โ€˜wokeโ€™ backlash forced fund managers to rethink their commitments to โ€˜responsible investing.โ€™ But a warming planet, growing labor unrest and new political-economic realities demand ...
The SEC wants to nudge and coax private funds into their retail era. But first, theyโ€™ll need to clean up their valuations. Meanwhile, the Trump ...
Born from the wreckage of the Great Recession and the Madoff scandals, the unit has reshaped the relationship between regulators and the regulated.
On eve of retail era, Kurt Hohl and Brian Daly warn private funds to check their math.
With proposed reforms, regulators nudge and coax private funds toward โ€˜tickerization.โ€™
More than half of fund general counsels and chief compliance officers are now given long-term incentives as part of firm value creation. More than half ...
A magnifying glass over a data visualisation reveals a warning sign in red
In separate exam requests, SEC regulators asked an interval fund manager and a tender offer fund manager to show their work.
Seven enforcement cases read like preambles to the SEC's latest risk alert on annual reviews.
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