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It’s been more than one year but SEC staff have released new FAQs tied to the IA advertising rule and they caution that net and ...
Scalia says rules will cost industry $5.4 billion per year if left standing
'Reasonable basis' standard still leaves open questions
Fund advocates fight to scrap rules, LP advocates for 'minimum standards of disclosure'
Witness' about-face leaves feds without case
When do omissions become misleading?
'Scary' case should worry small- and mid-sized managers, expert says
LPs still tepid on rules, still want SEC as referee
In Fifth Circuit brief, agency attacks trade group standing, says Congress authorized changes to protect ordinary investors
'I would want to know what my gaps are by the end of the first quarter next year,' expert says