Courts slug SEC in two recent cases

March proved to be a tough month for the SEC in two federal courts. One judge accused the Commission of “gross misconduct” and, in a second case, the Commission saw a verdict against a former private equity fund official related to personal expenses reversed by the majority of a three-judge appeals court panel

To view this content, you need to sign in.

You should only be asked to sign in once. Not the case? Click here

Register now to access this content and more for free.