All advisers, even exempt reporting advisers, will be subject to the preferential treatment rule
'We want this to be something where the industry can... come up with solutions...'
'Boundless curiosity is wonderful in a small child,' Peirce says but ' a less attractive trait in regulatory agencies'
'Our primary goal is to provide relief'
The CFTC and the SEC finalize their amendments to Form PF. Firms would have one year at least to comply.
It’s been more than one year but SEC staff have released new FAQs tied to the IA advertising rule and they caution that net and ...
Scalia says rules will cost industry $5.4 billion per year if left standing
Much talk is heard about the need for private fund advisers to report their beneficial owners under new FinCEN rules. Despite new FAQs, questions remain ...
'Reasonable basis' standard still leaves open questions
Fund advocates fight to scrap rules, LP advocates for 'minimum standards of disclosure'