Private Funds

Firm required departing employees to affirm they hadn't spoken to regulators, SEC claims

Welsh, Carson vows to fight suit: 'We are proud of our investment'

Case comes less than a month after SEC doubles down on accelerated monitoring fees

As Washington pressures industry, advice-of-counsel becomes "fertile ground" for litigation

Bankers, insurance companies, real estate managers walk with private fund advocates to stop 'fundamental changes' to custody system

The Monitoring Agreement did not contain a provision authorizing AIM to accelerate future monitoring fees from the Portfolio Company for the entire contract period if ...

YieldStreet later determined that the Borrower had stolen the deconstruction proceeds for several ships, including the ship securing the loan in the Vessel Deconstruction VI ...

'America’s markets are the greatest in the world because we have strong investor protection and because we have effective regulators at the SEC,' Ohio senator ...

In the wake of the most sweeping regulations since the financial crisis, Gensler was grilled this week by members of the Senate’s Banking, Housing and ...

This final rule creates six new Advisers Act rules and modifies two others and becomes effective Nov. 13, 2023