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"The Commission believes that the final rules make the overall regulatory framework for cleared swaps less complex, codify longstanding practice, and are narrowly tailored to ...
This final rule spells out the granting of exemptions from registration for certain derivatives clearing organization (DCOs)
The charges claim the parties "executed a scheme to misappropriate more than $2.7 billion and distribute the money as bribes and kickbacks to government officials ...
One new rule means a CFTC-registered CPO could opt for non-registration for one of its pools. But this CPO couldn’t be in the U.S. and ...
This rule lays out a process for derivatives clearing organizations outside the U.S. and satisfy the CFTC's requirements based on several criteria
This final rule permits a non-U.S. CPO to avoid CFTC registration, including basing the exemption on "a pool-by-pool basis" and laying out a safe harbor ...
Nearly 35% of all private funds—and almost 52% of qualified hedge funds—were domiciled in the Caymans, SEC data show.
The founder and CEO of a California private equity adviser has agreed to cooperate with an ongoing federal probe into what authorities are calling the ...
The ICO letter states UK firms regulated by the UK’s FCA and the SEC “are allowed to turn [records] over to the SEC in the ...
This is the British regulator's stance that helped resolve OCIE's moratorium on new registrations of UK RIAs
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