"The SEC’s current regulatory agenda is ambitious, with such an extensive list of proposals not seen since the 2008 financial crisis and the enactment of ...
"The Commission currently is in the midst of an ambitious rulemaking agenda. Many of the recently-proposed rules are geared toward the asset management industry"
The "Commission noted that asset managers may engage with service providers with international operations and, therefore, generally should consider potential risks related to outsourcing beyond ...
"But investors are increasingly seeking and using climate-related information. Public and private funds, asset managers, index providers, among others, have demanded information on risks related ...
Respondent’s bonus compensation was directly tied to success in raising funds for APEF VI, and Abraaj paid him a nearly $2 million bonus in January ...