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SEC Chairman Gary Gensler
"Shortening the cycle also means reducing the credit, market, and liquidity risks of the clearinghouse. Lowering risks for market participants and clearinghouses, alike, reduces the ...
"The SEC staff routinely seeks international assistance and the assistance that many of you have provided to us has been invaluable. In turn, the SEC ...
"Allowing firms to access markets without having to comply immediately with the full panoply of regulations provides a manageable entry point into highly regulated markets"
Brother & sister enjoy playing with the stingrays at the sandbar off Grand Cayman
You don’t have to go to the islands, but private funds based in the Cayman Islands must hold at least one governance meeting annually under ...
Couple outside their new house
These reports are expected to assist the Treasury, Federal, State, and local law enforcement and national security agencies in addressing illicit finance vulnerabilities in the ...
SEC Chairman Gary Gensler
"While many Americans will be celebrating the unofficial start of summer over Memorial Day weekend, another important thing will be happening. We will transition in ...
Close up concept shot of fingers walking crawling up a pile of one hundred dollar billshttp://195.154.178.81/DATA/i_collage/pi/shoots/783303.jpg
Avoid describing currency holdings as only “cash” if they include foreign notes when revealing your ETF portfolios
Group of people sitting at a conference table having meeting and talking.
SEC staff has observed the disclosure of some ETF portfolio holdings identify foreign currency positions only as “cash.” However, this descriptor is not an appropriate ...
SEC Chairman Gary Gensler
"It’s because we oversee the U.S. securities markets and have a real role to ensure they remain the most efficient, competitive, and resilient in the ...
Child around 10 years old stands on a field after a failed rocket launch. He covers his head in his hands. He wears a lab coats like a real scientist.
Although Laidlaw had monitoring procedures to detect potential violations by reps of the quantitative prong of the Care Obligation, Laidlaw did not reasonably maintain and ...
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