CPO/CTAs

In a somewhat related development, the FSA June 2 released a Global Transition Roadmap for LIBOR

The change will confirm the different filing deadlines that CPOs face regarding NFA Form PQR to match the CFTC's

LJM’s central trading strategy relied primarily on selling options on S&P 500 futures and collecting the premiums (also called a short volatility strategy). Selling options ...

A CFTC final rule amending Form CPO-PQR last fall precipitated the new FAQs

A Connecticut-based CPO/CTA has agreed to pay half a million dollars for not having compliance policies in place to prevent wash sales. The CFTC enforcement ...

Individual B, who at that time was a SummerHaven partner and SummerHaven’s Chief Compliance Officer, approved the decision, and told SummerHaven employees that the transactions ...

The NFA recognizes some situations may technically require notice when it’s really not necessary, such as when a CPO “reasonably expects to meet the margin ...

The Commission is revising part 190 comprehensively in light of several major changes to the industry over the 37 years since part 190 was first ...

ISDA requests that the Divisions maintain the status quo prior to Brexit by (i) allowing U.S. SDs to continue to treat the UK as one ...

“Climate change poses a major threat to U.S. financial stability, and I believe we must move urgently and assertively in utilizing our wide-ranging and flexible ...