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Within the changes made, the CFTC revised procedures for when the Division chooses to inform persons who may be named in an enforcement through a ...
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The agency announces it's amending how it conducts investigations
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The division will not recommend an enforcement action against any SFA Bank, an affiliate, or any other person involved in setting up or operating the ...
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The Department of Justice's Office of Legal Counsel has determined that government work performed so that the commodities and futures markets can continue to operate ...
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You have until Oct. 24 to comment on the CFTC's proposal to amend business conduct and documentation requirements for SDs and MSPs
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These amendments would provide exceptions to compliance with certain swap requirements and, if adopted, would supersede certain previous CFTC no-action positions
The SEC and CFTC agree to extend the compliance date for Form PF amendments from Oct. 2025 to Oct. 2026
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The CFTC is withdrawing the proposal to reconsider how the proposed rules would work given recent changes to the industry and evolving market structures
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After careful review, the CFTC believes that the voluntary carbon credit guidance issued in 2024 provides limited value to DCMs when listing VCC derivatives contracts
The prior no-action guidance and rulemaking aren't necessary to encourage systemically important DCOs to maintain viable recovery and wind-down plans
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