Home Regulators

Regulators

'It's been a busy few weeks'
'Compliance and marketing teams are in a challenging spot...'
Proponents see existential threats grow exponentially
Private funds lobbying against rules
Firms paused fund raising for years over single trades
Exemptions and counter-exemptions for Reg D advisers
Proposed reforms buy time for hard-pressed sector
Industry groups warn Gensler on overreach
Commission 'really reaching,' expert worries
Regulators 'really pushing the boundaries' with fintech
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination