Regulators

"It has been unsettling to see how precipitously one Commission is willing to undo the work of the Commission that came before it—all without a ...

"Any DTC participant with a registered wallet will be able to transfer its tokenized entitlement directly to the registered wallet of another DTC participant. DTC’s ...

"For a nonbank institution, designation brings with it a new regulator that does not have the primary regulator’s expertise in its business .... These are ...

"Federal Reserve supervision, whose only tool is capital standards, would bring a meaningless regulatory framework to asset managers, insurance companies, investment funds, and so forth. ...

The guidance, which was issued in 2020, is officially withdrawn as of Dec. 10, 2025

Within the changes made, the CFTC revised procedures for when the Division chooses to inform persons who may be named in an enforcement through a ...

A cycle exam of Deutsche Bank revealed that the firm failed to disclose expected investment banking compensation

"If you are tired of hearing the question 'Are crypto assets securities?', I very much sympathize .... I believe that most crypto tokens trading today ...

Record-setting stoppage aggravated already longer holding periods, slower distributions and growing reliance on continuation and secondary vehicles to manage liquidity

European regulators outpace Americans for first time. 'Sanctions have become something that, really, we can’t ignore anymore,' LexisNexis Risk Solutions' Vincent Gaudel says.