Regulators

This CFTC order permits joint clearing members of the Chicago Mercantile Exchange and the Fixed Income Clearing Corporation that are dually registered as SEC broker-dealers ...

Washington is no longer driving America’s healthcare conversation

FinCEN’s whistleblower site is open for business, but the agency is looking for ideas about how awards should be doled out

Financial regulators are proposing new guidelines that would make it harder for them to take over stricken shadow banks

You have until June 1 to share your comments with FinCEN on its whistleblower proposal

Since 2024, at least seven states have widened their antitrust laws to deal with healthcare mergers

Private equity still has a lot of say in the treatment plan, but it’ll need to move nimbly and thoughtfully

In fresh regulatory guidance, the Division of Investment Management says that CLOs aren’t exactly “private funds” and therefore won’t count against the 10% Investment Company ...

"The principle that ought to guide us instead is straightforward: where one agency’s framework achieves comparable regulatory outcomes, then it should be capable of satisfying ...

The case shows regulators can still move aggressively