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Regulators

SEC to be remote through Jan. 3, sources say
One in five deficiencies linked to suitability, NASAA says
States want beneficial owners on Form D
Funds face 'stress-test'
Fund bilked employees, regulators say
Last domino in Sentinel scheme falls
Fraud spanned globe, feds claim
'A regulator who always says "no" is not serving investors well,' Peirce says.
'A lot of fees and potential conflicts inherent,' Chairman says
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