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Chairman looks at Reg D, ESG disclosures, insider trading, Form PF and much else
The state “encourages applicants to submit Form U4 applications as soon as possible … as we anticipate a longer than usual review process through the ...
SEC needs lots more hands and a 'cultural change,' author says
'The SEC never had the right expertise on the case and chased the wrong rabbit'
Reg D reform, once consigned to bottom of SEC's to-do list, rockets to the top.
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