Home Regulators

Regulators

Private funds backed Dems ahead of mid-terms
Swing pricing and 'hard close' would be imposed on most funds
More than one in five cases involved fees, expenses or valuations
'Everyone’s guessing at this point'
Acting IG finds 'a persistent challenge' in agency coordination
'We must do more,' Dem Commissioner says in maiden speech.
'Many crypto-asset activities lack basic risk controls,' report claims
'Technical error' swallowed comment on 11 SEC, nine SRO proposals, regulators say
Examiners, enforcers focused on conflicts, disclosures, experts warn
Onetime critic tasked with new guidance, Gensler says
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination