SEC Speech: Remarks Before the Financial Accounting Foundation’s 2011 Annual Board of Trustees Dinner (Chairman Mary L. Schapiro; May 24, 2011) Speech by SEC Chairman: ...
Proposed Rules for Nationally Recognized Statistical Rating Organizations (Commissioner Kathleen L. Casey; May 18, 2011) Speech by SEC Commissioner: Proposed Rules for Nationally Recognized Statistical ...
Opening Statement at SEC Open Meeting (Chairman Mary Schapiro; May 18, 2011) Speech by SEC Chairman: Opening Statement at SEC Open Meeting by Chairman Mary ...
Continuing to Improve the Quality, Transparency, and Reliability of Credit Ratings (Commissioner Luis A. Aguilar; May 18, 2011) Speech by SEC Commissioner: Continuing to Improve ...
Remarks Before the Money Market Funds and Systemic Risk Roundtable (Chairman Mary L. Schapiro; May 10, 2011) Speech by SEC Chairman: Remarks Before the Money ...
Speech by SEC Chairman: Remarks Before the Investment Company Institute's General Membership Meeting by Chairman Mary L. Schapiro U.S. Securities and Exchange ...
SEC Speech: Keynote Address at the National Federation of Municipal Analysts (NFMA) Twenty-Eighth Annual Conference (Commissioner Elisse B. Walter; May 4, 2011) Speech by SEC ...
SEC Speech: The Abysmal Lack of Diversity in Corporate Boardrooms is Growing Worse (Commissioner Luis A. Aguilar; May 2, 2011) Statement by SEC Commissioner: The ...
SEC Speech: An Update on Diversity and Financial Literacy (Commissioner Luis A. Aguilar; April 30, 2011) Keynote Speech by SEC Commissioner: An Update on Diversity ...
This speech from 2001 outlines SEC expectations for best execution and valuation, especially for fund advisers.