Statement at Open Meeting to Propose Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants (Commissioner Troy A. Paredes; June 29, 2011) ...
SEC Speech: Bringing Transparency and Fair Dealing to the Market for Security-Based Swaps, by Commissioner Luis A. Aguilar, on June 29, 2011 Speech by SEC ...
SEC Speech: Keynote Address at the Society of Corporate Secretaries and Governance Professionals 65th Annual Conference, by Commissioner Kathleen L. Casey, on June 24, 2011 ...
Speech by SEC Chairman: Statement at SEC Open Meeting: Item #3 – Family Offices by Chairman Mary Schapiro U.S. Securities and Exchange ...
“Moving from Proposal to Implementation: The Changing Adviser Landscape” (Commissioner Luis A. Aguilar; June 22, 2011) Speech by SEC Commissioner: “Moving from Proposal to Implementation: ...
Speech by SEC Commissioner: Statement at Open Meeting to Adopt a Final Rule Excluding a "Family Office" from the Definition of "Investment ...
Opening Statement at SEC Open Meeting: Dodd-Frank Act Amendments to the Investment Advisers Act (Chairman Mary Schapiro; June 22, 2011) Speech by SEC Chairman: Opening ...
SEC Speech: Remarks Before the American Securitization Forum 2011 Annual Meeting; Washington, D.C.: June 22, 2011 (Chairman Mary L. Schapiro) Speech by SEC Chairman: Remarks ...
SEC Speech: An Inflection Point: The SEC and the Current Financial Reform Landscape, by Commissioner Luis A. Aguilar; June 10, 2011 Speech by SEC Commissioner: ...
Protecting Investors and Their Assets (Commissioner Luis A. Aguilar; June 15, 2011) Speech by SEC Commissioner: Protecting Investors and Their Assets by Commissioner Luis A. ...