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The outbreak of COVID-19 has had far-reaching effects, with small businesses being particularly affected by the closures and safety measures designed to slow the spread ...
Hester Peirce
Another potential way to get capital to entrepreneurs without easy access to capital could be a micro-offering exemption that would enable entrepreneurs to raise money ...
The outbreak of COVID-19 has had far-reaching effects, with small businesses being particularly affected by the closures and safety measures designed to slow the spread ...
Municipal advisors will now have an additional 45 days to file Form MA updates
We are adopting temporary final rules for Form ID filers and for issuers subject to reporting obligations pursuant to Regulation Crowdfunding and Regulation A
SEC Obtains Final Judgments Against Founders of Real Estate Crowdfunding Portal Litigation Release No. 24536 / July 17, 2019 United States Securities and Exchange Commission ...
Skelley and Shah in fact diverted more than $1 million of investor funds for their personal use. The complaint also alleges that Skelley made ...
We are adopting interim final temporary rules for issuers subject to reporting obligations pursuant to Regulation Crowdfunding and Regulation A in order to address the ...
As regulators, we also have a responsibility to ensure that our rules are functioning as intended and in an effective and efficient manner. We must ...
FINRA has simultaneously released three regulatory notices related to broker-dealers’ participation in the capital formation process. The SRO is seeking comment by May 30 on ...
We are adopting technical amendments to conform several rules and forms to amendments made to the Securities Act of 1933 (‘‘Securities Act’’) and the Securities ...
In addition, while crowdfunding may democratize capital-raising, it may not be reaching a varied enough base of entrepreneurs. We need to continue to examine the ...
As engines of economic growth, small businesses can more easily access capital from previously unavailable sources — directly from American investors. Through funding portals and ...
Crowdfunding and the portals that bring buyers and sellers together online are gaining traction. Twenty-one funding portals have emerged to facilitate crowdfunding, with 163 deals ...
The amendments to Regulation D may lead to states developing regional offering exemptions so companies could raise capital from investors in a specific region, rather ...
The crowdfunding world has its first major casualty: an online funding portal that allegedly ignored myriad warning signs of issuers looking to raise money from ...
Since December 2012, when FINRA began requiring firms to file private placement offering documents in its Firm Gateway system, the SRO has received more than ...
I can report that a very diverse range of companies are using the crowdfunding exemption and that, as of July 18th, there had been over ...
Capital raising under the new federal crowdfunding rules is now off and running. On May 16—the day the crowdfunding rules came into effect—SEC Chair Mary ...
I also very much welcome your discussion this afternoon of Regulation D, one of the primary engines of capital formation in this country. Approximately ...
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